Title: Associate, HONORS Program-1 Job Responsibilities: Associates in the HONORS Program at the organization make significant contributions to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. They gain hands-on legal experience and develop...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, in alignment with Member Supervision goals. - Develop multi-year strategic...
both large and small. - Interpret IRS Code and Regulations, draft guidance,... analyze data, and develop requirements to help clients translate and implement tax rules. - Conduct gap analysis of current... state clients’ policies, procedures, and systems, and write business requirements. - Pr...
trust and estate accountings. - Perform complex calculations and reconstruction as needed. - Conduct research on state-specific principal... and income acts when necessary. - Manage client relationships and work towards retaining client goodwill. - Participate actively in business development, including sales calls, client presentation...
provider contracts, engagement letters, leases, non-disclosure agreements, employment agreements, separation agreements, and restrictive covenants. - Support consistent mergers and acquisitions (M&A) activity in all phases of the transaction lifecycle. - Lead updates and roll-outs of standardized agreement templates and legal processes. - Conduct...
Title: TLM, Salesforce Engineering Job Responsibilities: Technical Leadership - Lead the development and maintenance of custom Salesforce solutions using Apex, Lightning Web Components (LWC), Aura Components, Visualforce, and integrations with external systems. - Design and implement secure coding practices and ensure compliance with Salesforce...