Compliance Officer - Investment Management Chief Compliance Officer Opening in Calfee's Cleveland, Columbus, or Cincinnati Office Opportunity for a Chief Compliance Officer in the Investment Management group in our Cleveland, Columbus, or Cincinnati office. This role...
• Develop and maintain regulatory compliance standards for registered investment adviser and broker-dealer clients • Implement and monitor compliance policies and procedures • Develop strategic vision for compliance functional areas • Maintain regulatory risk and governance oversight • Analyze and...
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
PF Loan Specialists, Attorneys, Brokers, Underwriters, Title Companies, and... the Banking Markets to gather due diligence and facilitate the loan closing process. - Provides support for the Sales Teams and ensures excellent customer service through daily interactions. - Responsible for...
Title: Technical Director, Advanced Consulting Group Job Responsibilities: As the Technical Director of the Advanced Consulting Group (ACG) Annuity Team, the primary responsibility is to assist Americans in preparing for and living in retirement. This role requires expertise in the tax rules...
Title: Tax Senior Manager - Global Trade Advisory (GTA) Job Responsibilities: As a Senior Manager in the Global Trade Advisory team, the candidate will be engaged in a variety of tasks aimed at providing powerful business solutions to globally recognized companies. The...
Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to serve in a senior leadership capacity. This position will play...