Compliance Officer - Investment Management Chief Compliance Officer Opening in Calfee's Cleveland, Columbus, or Cincinnati Office Opportunity for a Chief Compliance Officer in the Investment Management group in our Cleveland, Columbus, or Cincinnati office. This role...
• Develop and maintain regulatory compliance standards for registered investment adviser and broker-dealer clients • Implement and monitor compliance policies and procedures • Develop strategic vision for compliance functional areas • Maintain regulatory risk and governance oversight • Analyze and...
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
PF Loan Specialists, Attorneys, Brokers, Underwriters, Title Companies, and... the Banking Markets to gather due diligence and facilitate the loan closing process. - Provides support for the Sales Teams and ensures excellent customer service through daily interactions. - Responsible for...
Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company's broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of projects and...
Title: Attorney 4 - 20059315 Job Responsibilities: The Attorney 4 position within the organization, specifically in the Division of Financial Institutions, involves significant responsibilities in enforcing regulatory regimes and overseeing various license types managed by the Consumer Finance Section. The role primarily...
Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to serve in a senior leadership capacity. This position will play...