Title: Associate General Counsel – Operations & Experience – Remote Job Responsibilities: The Associate General Counsel will provide legal advice and counsel to the business operations within the organization. The role involves analyzing complex legal and operational issues across a variety of...
working within the investment management team of the Business Law Group at the law firm. The responsibilities include handling a broad range of investment management matters. Key duties include: - Regulatory compliance and formation for investment advisers, investment companies, and broker-dea...
OverviewA law firm seeks a transactional associate with at least three years of experience or a senior counsel with at least eight years of experience to join the investment management team of their Business Law Group in Minneapolis, MN. The...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
LOB Coverage Team Leader, Financial Crimes Manager The candidate will assist in the management of AML Line of Business Coverage Team. The position will report directly to the Head of AML/Sanctions Governance and will partner with the Wholesale Banking lines of businesses, CRC and Enterprise Financial Crimes Risk and Compliance to develop, implement and enforce the Wholesale AML/Sanctions program and ensure compliance with all applicable laws, regulations and applicable c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel/Compliance Officer Duties: Will provide a range of legal expertise regarding one or more areas of law such as corporate, insurance, tax, litigation, governance, labor and employment, ERISA, real estate, banking and trust services, securities, investments, broker-dealer, investment company and investment... advisory law. Provide well-reasoned, concise counsel on legal risks associated with current, proposed or anticipated business activities, balancing business oriented... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will provide meaningful work for our mission driven organization. Will be responsible to manage a broad range of litigation, arbitration, and regulatory matters for the insurance, variable annuity and broker-dealer lines of business of... firm. Also provide dedicated advice to business partners on emerging legal and regulatory issues and their associated risks, and dedicated mitigation strategies including the development of related policies and pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will be advising on the creation and monitoring of stable value and market-valued investment products in a way that anticipates and mitigates legal and regulatory risks. Should have knowledge of insurance laws, securities law exemptions and the aspects of ERISA that apply to retirement plans and products. Broker-dealer/FINRA expertise is a plus.... Must have an appetite for learning new legal disciplines, and the legal and business talent to find... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on... investments, variable a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will report directly to the Vice President and Group Counsel. Will be assisting in providing legal advice throughout firm related to privacy issues. Managing many aspects of the day-to-day, operational responsibility for the Privacy Office. Providing legal support to common broker-dealer operational issues related to... account service and supervision. Provide legal advice related to privacy laws and regulations for developing initiatives for mul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Insurance and Banking Manager Duties: Assist businesses, individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services. Support clients both locally and globally. Working with an expansive and diverse client-base, which comprises all types of businesses-multinationals, local companies, privately-owned organizations, entrepreneurs, family businesses, trusts, partnerships, and private individua... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registration Manager The candidate will oversee Registration functions for the three Broker Dealers associated with company... Advisors. Reports to the Director of Registration and Employee Activities. Responsibilities include the development and execution of a robust registration compliance program supporting all business lines in Wealth Brokerage and Retirement. Manage a large staff of compliance registration professionals that support approximately 29,000 registered team mem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
III The candidate will work with company's enterprise global services in sourcing and transitioning operations and technology activities to read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II The candidate will work with company's enterprise global services in sourcing and transitioning operations and technology activities to company in-house centers and external service providers, as well as providing support to other areas in the Law department’s Strategy and Operational Risk Group. Will be expected to focus on legal compliance in operational risk, technology, data protection, and legal and regulatory requirements related to service provider relati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here