Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess a working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as necessary and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including...
Title: Paralegal, Litigation Job Responsibilities: The Paralegal in the Litigation group within the department of the Chief Legal Officer is tasked with assisting in responding to information requests received by the organization, its officers, and its employees. This includes handling third-party subpoenas...
Title: Intern, Advocacy Job Responsibilities: The primary responsibility of the intern in the Advocacy role is to engage with the Advocacy Group and collaborate with Associates in Research, Legal, and Capital Markets. The intern will be tasked with specific projects that need...
Title Senior Counsel - IP Special Deals & Analytics Job Responsibilities As a Senior Counsel in the IP Special Deals & Analytics team, you will assume a range of critical responsibilities, including: - Managing intellectual property (IP) deals and negotiations...
Title: Senior Counsel - IP Special Deals & Analytics Job Responsibilities: - Manage IP deals and negotiations using data-driven analysis and innovative approaches. - Negotiate, value, and draft IP license, acquisition, and settlement agreements. - Identify key existing and emerging areas of IP risk...
federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing legal opinions. - Handling broker-dealer and investment adviser status... issues. - Offering counsel on broker-dealer and investment adviser registration... and compliance. - Assisting in t...
Title: M&A, Private Equity, Capital Markets & Finance Associate Job Responsibilities: The M&A, Private Equity, Capital Markets & Finance Associate at the law firm will be involved in a variety of corporate and finance transactional work. The responsibilities include: - Engaging in complex...
Title: Futures & Derivatives Associate Job Responsibilities: The Futures & Derivatives Associate will be a part of the law firm's Futures and Derivatives practice. The responsibilities include advising financial market participants on various aspects of US commodity, futures, and derivatives regulatory, transactional,...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer at the company is responsible for leading a team of dedicated privacy attorneys and professionals. This role involves providing guidance on substantive...
a junior associate with 1-3 years of experience and one for a midlevel associate with 4-5 years of experience at a large law firm. - Must have experience with regulatory matters in the financial services space, such as broker-dealer, investm...
Title: Financial Services Associate (Attorney) Job Responsibilities: The Financial Services Associate will be responsible for engaging in corporate finance transactions with a strong emphasis on blockchain and digital technologies. The role involves working with both new and established companies in the token,...
Title Head of Advisory Job Responsibilities The Head of Advisory is responsible for understanding . sanctions laws and regulations (OFAC) and should be familiar with other sanctions regimes, including those of the EU and UK. The primary responsibilities include: - Assessing direct and indirect...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the following key responsibilities: - Partner with internal and...
as well as banks, broker-dealers, and other traditional financial... sector leaders. - Handle complex regulatory matters for clients, including regulatory structuring and negotiation of critical contracts. - Engage in product innovation and provide legal guidance on regulatory compliance. - Conduct thorough research and...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
practice represents a diverse range of entities and individuals in matters related to securities market participants, including broker-dealers and registered investment advisers... - The group is involved in enforcement matters before the SEC, DOJ, PCAOB, and other regulators -...
Title: Assistant Special Counsel, Office of Hearing Officers Job Responsibilities: The Assistant Special Counsel in the Office of Hearing Officers is a senior-level legal position responsible for providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings....
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Title: Paralegal, Litigation Job Responsibilities: - Provides paralegal support by drafting correspondence and reviewing and responding to subpoenas and information requests. - Conducts legal research and proofreads legal documents as assigned. - Reviews, organizes, and tracks court, arbitration, and administrative subpoena requests and files. -...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...