The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance and Ethics The candidate will oversee, coordinate and monitor the day-to-day corporate compliance activities for Private Client Life under the supervision and guidance of the Chief Compliance Officer. Develop and maintain compliance policies/procedures, as well as document compliance processes/workflows. Prepare and presents reports, dashboards and compliance metrics to track program progress and effectiveness to Board Members, Management & Corporate Compl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Bank - PB Professional The candidate will help devise customized financial strategies for existing and prospective clients by conducting market, product, and client analysis. Prepare pitch books, meeting materials, client reviews. Collaborate with integrated team members to analyze balance sheets and understand a clients’ investment objectives to produce customized recommendations that consider appropriate risk/return objectives. Become an expert in a range of propri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Relations The candidate will be responsible for assisting the Regulatory Relations Group and Bank stakeholders with the coordination of interactions with regulators. Will champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. Coordinates interactions with regulators, including but not limited to: Assisting in providing . oversight for regulatory examinations and be a central c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager, Corporate Secretary The candidate will contribute to the overall success of the Legal and Corporate Secretary department in the . to help ensure that specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. Provide corporate secretarial support to both Board of Directors... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, AML Investigations Complex Intelligence Unit... The candidate will hire, train and develop AML investigators. Will manage day... to day operations including review of alerts and cases, understand key requirements from external entities such as auditors and regulators and ensure procedures are implemented and maintained to meet these requirements. Manage teams of investigators located in multiple locations.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, AML Investigations Complex Intelligence Unit... The candidate will hire, train and develop AML investigators. Manage day to... day operations including review of alerts and cases. Understand key requirements from external entities such as auditors and regulators and ensure procedures are implemented and maintained to meet these requirements. Manage teams of investigators located in multiple locations. Bachelor’s Degree is required. Should have 5+ years of experience in B... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
KYC Manager The candidate will analyze high risk counterparties, reputational risks, and politically exposed persons ("PEP"). Will guide on-boarding operations in understanding and complying with CIP requirements. Oversee Know Your Customer (KYC) quality assurance. Manage AML-related metrics reporting. Assist in... the development, implementation, and periodic performance of key controls. Contribute to periodic risk assessment design enhancements. Ensure client vetting data and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Operations, Team Lead - Closing Officer I The candidate will plan and drive the closing process for commercial loan products, including managing interactions and communications with all stakeholders (External Counsel, RMs, Underwriters, Analysts, Clients, etc.). Review complex opportunities with RMs and Underwriters to identify any deal aspects that have adverse impacts on closing, booking, and/or funding processes. Coordinate, organize and verify documentation received... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Duties: Ensuring that Investment Services firm complies with all applicable rules and regulations (FINRA, MSRB, Federal, State, Bank Interagency Guidelines), as well as internal policies. Scope includes both Broker/Dealer and Registered Investment Advisor as well as all persons associated with these entities. Manages the compliance department and is responsible for the overall direction, coordination and evaluation of this unit; carries out supervi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer-HIS Duties: Ensuring that Investment Services firm complies with all applicable rules and regulations (FINRA, MSRB, Federal, State, Bank Interagency Guidelines), as well as internal policies. Scope includes both Broker/Dealer and Registered Investment Advisor as well as all persons associated with these entities. Manages the compliance department and is responsible for the overall direction, coordination and evaluation of this unit; carries out sup... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here