Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs)....
Title: Legal Counsel - Fund Formation and Structuring Job Responsibilities: - Lead or support the formation and ongoing maintenance of private funds, registered funds, and related investment vehicles. This includes drafting and negotiating Limited Partnership Agreements (LPAs), operating agreements, offering memoranda, and...
Title: Counsel Job Responsibilities: - Advising on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, NFA requirements. - Advising on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in...
with at least 3 years of relevant asset management regulatory experience for its Investment Funds Regulatory Practice. The successful candidate will possess strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. Priva...
Title: Associate — Corporate — Investment Funds Regulatory H1: Join Our Team at a Leading Corporate Law Firm as an Associate in Investment Funds Regulatory Practice H2: Seeking Experienced Associate in Investment Funds Regulatory Practice The Law...
Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to...
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
Corporate & Finance department at a law firm. The primary responsibilities include: - Engaging in investment management transactional work, particularly in private fund formation. - Demonstrating familiarity with the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. - Po...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Vice President and Assistant General Counsel within the Private Bank / Wealth Management Investment Solutions Legal team, the primary responsibilities include: - Providing...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on... public...
Title: Investment Funds, Regulatory Associate Job Responsibilities: The regulatory associate in the Investment Funds Group at the law firm will engage in a dynamic range of activities, primarily focusing on regulatory aspects associated with investment funds. Key responsibilities include: - Assisting fund sponsors...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
Title Associate - Corporate - Investment Funds Regulatory Job Responsibilities The role of an Associate in the Investment Funds Regulatory Practice at the law firm involves several critical responsibilities. The associate is expected to provide legal, regulatory, and compliance advice...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
Title Managing Director, Deputy General Counsel - Legal Job Responsibilities This position provides an outstanding opportunity for an experienced attorney specializing in credit funds to engage in both legal transactional and management roles. The main responsibilities associated with this role...
law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...