Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs)....
Title: Legal Counsel - Fund Formation and Structuring Job Responsibilities: - Lead or support the formation and ongoing maintenance of private funds, registered funds, and related investment vehicles. This includes drafting and negotiating Limited Partnership Agreements (LPAs), operating agreements, offering memoranda, and...
Title: Counsel Job Responsibilities: - Advising on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, NFA requirements. - Advising on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in...
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
Title: GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Vice President and Assistant General Counsel within the Private Bank / Wealth Management Investment Solutions Legal team, the primary responsibilities include: - Providing...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
Title: Regulatory & Compliance Attorney Job Responsibilities: The Regulatory & Compliance Attorney is tasked with overseeing the compliance function within the company. Reporting to the Chief Compliance Officer (CCO), the attorney's responsibilities include ensuring that the company adheres to all regulatory requirements,...
Title Managing Director, Deputy General Counsel - Legal Job Responsibilities This position provides an outstanding opportunity for an experienced attorney specializing in credit funds to engage in both legal transactional and management roles. The main responsibilities associated with this role...