Title: Legal Counsel - SaaS and Commercial Contracts Job Responsibilities: - Draft, negotiate, and advise the company's Wealth & Investment Technology (WIT) businesses on their commercial agreements, focusing on customer licensing and service agreements. - Engage in legal aspects of business...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer / SR Counsel -Investment Management The candidate will be developing incisive reports for the Senior Vice President, Chief Investment Officer and his leadership team, the GCO and the Associate Chief Counsel. Will be ensuring compliance with the Investment Advisers Act of 1940 and other applicable federal... and state regulations affecting CIM’s investment and business operations. Remaining apprised of legislative and regulatory developments that might affec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer-Investment Management Responsibilities: Report to GCO and will work closely with the Associate Chief Counsel, Investments, who leads the legal team that supports. Will be the Chief Compliance Officer. Will be responsible for ensuring that compliance initiatives are consistent with core values, the mission and vision of the Program, and the expectations of key stakeholders, including regulators and enforcement agencies. Collaborate successfully with colleag... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Duties: Developing incisive reports for the Senior Vice President, Chief Investment Officer and his leadership team, the GCO and the Associate Chief Counsel; Ensuring compliance with the Investment Advisers Act of 1940 and other applicable federal... and state regulations affecting CIM’s investment and business operations; Remaining apprised of legislative and regulatory developments that might affect CIM’s operation; Developing and implementing an annual... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
salary will be based on overall qualifications, experience, current salary and geographic location. The role of Principal Legal Counsel at SS&C is a highly sought after position in the financial services and software industry. As a global provider with over 90 offices in 35 countries, SS&C is known for its innovative technology and services that support financial services and healthcare organizations. This role, located in Denver, CO, offers a hybrid work model, co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Compliance Consultant Duties: Review and approval of all of institutional and retail sales and marketing material, and responsibility for all sales and marketing compliance issues (including compliance training of members of Sales and Marketing Department). Researching and staying current on the requirements of the Advisers Act and the 1940 Act with respect to... institutional and retail marketing materials. Daily administration and maintenance of Advertising Policy... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will provide investment advisory compliance coverage for company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser... regulations, Group's fiduciary policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer, HIMCO and HVIT Duties: Promote a "best in class" compliance culture at HIMCO and the HVIT. Periodic review and revision of HIMCO's and the HVIT’s policies and procedures to ensure that they are current and complete - includes identification of regulatory developments that may lead to changed policies. Oversight of a review and testing process to verify adherence to procedures. Develop effective working relationships with management, portfolio ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officier Duties: Promote a compliance culture. Periodic review and revision of policies and procedures to ensure that they are current and complete - includes identification of regulatory developments that may lead to changed policies. Oversight of a review and testing process to verify adherence to procedures. Develop effective working relationships with management, portfolio managers, traders, business partners and others. Assist with preparation and filin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Distribution Counsel The candidate will advise and support a limited purpose broker dealer with the distribution of mutual funds to retail customers through various channels, including wirehouses, independents, regional broker-dealers and registered investment advisers. Must have 7+ years of experience as an attorney and be admitted to a Bar within the Tristate Area. Should have 5+ years of experience with the distribution of securities through broker-dealer and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - BG1... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here