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Corporate Securities And Capital Markets Attorney Jobs in Rancho Cucamonga

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Job info
Company
In-House
Experience
6-8 yrs required
Location
Glendora, CA
Posted Date
Dec 15, 17
Info Source
Employer
Total Views
164
1940 Act Attorney The candidate will be responsible for: drafting and reviewing initial open-end, multi-class mutual fund and closed-end fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings; communicating with US Securities and Exchange Commis... read more
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