Job Title: Fintech & Financial Services Of Counsel Job Responsibilities: The Fintech & Financial Services Of Counsel position involves working on a variety of issues under federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing opinions on such matters. - Handling broker-dealer and investment adviser status issues. - Providing counsel regarding broker-dealer and investment adviser registration and compliance.
Job OverviewA distinguished national law firm is seeking a Principal Attorney specializing in Fund Formation to join its business practice group. This is a premier opportunity for an attorney with significant fund formation experience and a portable book of business to work with a diverse client base, providing strategic counsel on fund structuring, regulatory compliance, investor negotiations, and governance issues. The role offers collaboration