a variety of issues under federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues... and providing opinions on such matters. - Handling broker-dealer and investment adviser status issues. - Providing... counsel regarding broker-dealer and investment adviser registration and compliance. ......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Job Title: Assistant Attorney General - Revenue &... Division, Seattle Job Responsibilities: The Assistant Attorney General will serve in... representing the Washington State Investment Board (WSIB). Key duties... negotiating, and drafting complex investment contracts related to private... market investments such as private...
firm seeks an experienced attorney in Seattle, WA, to... securities law issues, including Investment Company Act status, broker-dealer... and investment adviser registration, and alternative... investment platform setup. The role... involves working with technology and early-stage companies. SEC experience is strongly...