Job Title: Senior Securities Counsel Job Responsibilities: The Senior Securities Counsel at the company is tasked with a range of responsibilities primarily centered around drafting, reviewing, and negotiating securities contracts and other agreements, including those involving the 1940 Act Distribution. Key responsibilities include: - Drafting, reviewing, and negotiating contracts related to the company's ETF and mutual fund distribution business. - Providing legal advice
Funds Associate The candidate should preferably have excellent academic credentials and 3-5 years of experience. Should ideally have a general corporate and securities background with specific experience advising investment funds during all stages of their lifecycle, as well as investors in such funds. Experience with private equity, private credit, and venture capital funds is preferred. Should have an active Bar license in the state corresponding with the office to which t
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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with fund formation, and handling compliance and operational securities issues. Experience with venture capital, private equity, and real estate funds is desired. Should have requisite experience with the Investment Advisers Act of 1940 and Investment Company Act of 1940, as wel read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Global Equities: Sales-Legal Facilitator The candidate will be working in the Global Financing Services business within Equities Distribution. Act as on-boarding liaison working closely with on-boarding team, sales and relationship management and clients. Act as legal facilitator working closely with legal negotiators and sales/relationship management team to improve the speed of client negotiations. Assist with the legal pipeline, working on most important client negotiatio read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here