Job Title: Legal, GBM Futures and Cleared Derivatives Attorney, Vice President Job Responsibilities: - Serve as a member of Global Markets Legal at a leading investment bank, addressing a wide range of legal and regulatory questions related to the Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on all aspects of the dynamic business environment. - Participate in rev
Job Title: Senior Director, Senior Managing Counsel - Fixed Income and Equities (FIEQ) Job Responsibilities: The Senior Director, Senior Managing Counsel will join the Markets Legal team to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading businesses. Key responsibilities include: - Providing legal advice and assistance to business, Credit, Risk, and Compliance partners on legal, regulatory, and reputational issues arising from FIEQ b
Job Title: Head Legal Counsel Job Responsibilities: The Head Legal Counsel (HLC) is tasked with leading the legal team at Company. Reporting directly to the Global Head of Regulatory Strategy and Advisory, Legal, the HLC will manage legal affairs across all jurisdictions where Company operates. Key responsibilities include: - Providing legal support for commercial business initiatives and assisting the business development team. This involves negotiating and advising on le
Job Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: - Drafting, reviewing, and negotiating various bank-related service agreements such as customer account opening documents, third-party provider contracts, SLAs, and NDAs. - Man
Job Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact
Job Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including senior business and control partners, to identify and mitigate legal risks. - Analyze and assess the impact of legal and reg
Job Title: Payments Attorney Job Responsibilities: - Provide legal advice on the operation and development of payment systems, including check, ACH, wire, and instant payments. - Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal and state laws, including Uniform Commercial Code articles 4 and 4A, the Electronic Fund Transfer Act, Bank Secrecy Act/anti-money-laundering requirements, and economi
Job Title: Partnerships Counsel Job Responsibilities: - Serve as the primary legal advisor for product development, marketing initiatives, and new features, ensuring compliance with relevant laws and regulations in the fintech and consumer credit space. - Act as a strategic partner to the business team in drafting, reviewing, and negotiating commercial agreements related to the acquisition and servicing of various asset classes. - Build, analyze, and structure complex partne
Job Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role requires sound judgment and a deep sense of organizational stewardship. The position involves building a business from the ground up and designing and imp
Job Title: Associate (Senior) Job Responsibilities: The Associate (Senior) position at the law firm involves a variety of responsibilities focused on analyzing and assisting partners in identifying regulatory issues and formulating bespoke hedging structures. The role includes: - Advising and representing bank and corporate clients in structuring complex over-the-counter equity and fixed-income derivative transactions. - Drafting, negotiating, and finalizing legal documents
Job Title: Counsel, NYSE Job Responsibilities: - Provide legal and regulatory advice to business units on the application of exchange rules and federal securities laws, primarily with respect to equities and options trading. - Conduct research, analysis, and produce written work regarding SEC and SRO rules, including drafting SRO rules and comment letters to support NYSE rule filings and respond to SEC proposed rules. - Interact with SEC staff as appropriate, especially duri
Job Title: Of Counsel, Investment Management - Financial Institutions Job Responsibilities: The Of Counsel will join the Investment Management - Financial Institutions practice group at the law firm. This role involves providing expert legal counsel and representation to top-tier investment management firms regarding investment adviser regulatory matters. Key responsibilities include: - Advising on regulatory compliance with the Investment Advisers Act of 1940 and other fed
Job Title: Investment Management Associate - Junior - Mid-level Job Responsibilities: - Engage in investment management transactional work with a focus on private fund formation. - Demonstrate familiarity with the Investment Advisers Act of 1940 and the Investment Company Act of 1940. - Represent institutional investors and wealth advisory firms, enhancing client interactions and relationships. - Collaborate within a cross-office team that values a collegial and close-knit e
Job Title: Associate - Federal Judicial Clerks Only Job Responsibilities: The Associate position at the law firm is designed for attorneys with recent federal judicial clerkship experience. The role involves a variety of responsibilities that require a high level of legal expertise and the ability to manage multiple tasks efficiently. Key responsibilities include: - Effectively communicating with clients, lawyers, business professionals, and third parties both verbally and i
Job Title: Financial Services Transactional Associate Attorney (Mid-Level) Job Responsibilities: The primary responsibilities for the Financial Services Transactional Associate Attorney include working on cutting-edge financial services and fintech transactions within the law firm’s Financial Services group. The associate will represent banks, fintech companies, merchants, and payment processors in various transactional practices. Key duties involve: - Engaging in strateg...
Job Title: 2026 Entry-Level Associate - Investment Management Job Responsibilities: The entry-level associate in the investment management practice will be responsible for advising both registered and private funds, as well as institutional investors. Key responsibilities include: - Assisting with fund formation, governance, regulatory compliance, and disputes. - Serving as fund and independent counsel. - Delivering comprehensive legal services to a diverse client base, incl
Job Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and oversee the legal structuring and seeding of new Business Development Company (BDC) platforms, ensuring compliance with relevant US regulations and industry best practices. - Col
Job Title: Consumer Financial Services Associate – Midlevel Job Responsibilities: As a midlevel associate in the Consumer Financial Services & Fintech Regulatory Practice at the law firm, you will be responsible for a variety of tasks that are critical to advising and supporting clients in the consumer financial services sector. Your responsibilities will include, but are not limited to: - Regulatory Analysis & Compliance: - Advising clients on federal and state regula...
Job Title: Product Counsel, Payments Job Responsibilities: The primary responsibilities of the Product Counsel, Payments include providing legal guidance and support related to payment products and services. The candidate will be expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal issues such as c
Job Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as a key adviser to the business, providing essential legal guidance. - Managing and negotiating contracts for Pershing, covering a wide range of advisory, custody, oper
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of **Members Only** Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin
Job Title: Senior Legal Counsel Job Responsibilities: - Draft, review, and negotiate a variety of commercial agreements, including client contracts, market data licenses, platform access agreements, and amendments for new products, customers, and fee plans. - Advise internal business teams on and negotiate contracts with various vendors and suppliers. - Manage a high-volume contractual workflow, acting as a gatekeeper and first responder to business queries, ensuring consist
Job Title: NDA Counsel (Remote) Job Responsibilities: - Review and draft corporate agreements, with a primary focus on Non-Disclosure Agreements (NDAs). - Engage in high-volume contract negotiations, primarily for investment NDAs. - Ensure rapid, consistent, and cost-effective negotiation of routine contracts. - Provide legal advice to clients, particularly in the financial or investment sectors. - Maintain a commitment to work/life balance while working in a fully virtual e
Job Title: Director, Legal Counsel Job Responsibilities: - Establish overall business or technical strategy, aligning legal initiatives with corporate goals and objectives. - Influence decision-making at the executive level, providing strategic legal advice on key business decisions and transactions. - Provide strategic legal advice and support, particularly in high-demand areas such as mergers and acquisitions, intellectual property, and regulatory compliance. - Ensur
Job Title: Associate General Counsel - Wealth Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to the senior management and business operations of the Wealth Management Division at the company. The role involves advising on a wide range of legal and compliance issues pertaining to the company's wealth management services, including Registered Investment Adviser (RIA), Broker-Dealer, and Trust offerings. Key re
Job Title: Senior Vice President, Counsel - Banking Job Responsibilities: - Partner with the business to advise on risks and controls and provide legal guidance to various Private Banking business lines offering loans and deposits to high-net-worth individuals. - Provide strategic advice on the development of new products and services, ensuring that all products adhere to applicable regulatory requirements. - Negotiate and draft legal documentation for specific transact
Job Title: Sr Associate General Counsel Job Responsibilities: - Serve as a primary legal advisor on bank regulatory matters. - Support regulatory strategy and manage interactions with federal banking regulators, including the Federal Reserve, Office of the Comptroller of the Currency (OCC), and Federal Deposit Insurance Corporation (FDIC). - Provide guidance on compliance, risk, and governance issues impacting the company. - Partner with senior leadership and cross-functiona
Job Title: Wealth Management Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a primary legal contact supporting the company’s broker-dealer and investment advisory products, services, and sales channels for retail businesses. - Advise on a wide range of projects and initiatives to help define retail Wealth Management businesses. - Provide timely, strategic legal counsel by leveraging legal experience and deep understanding of business ...
Job Title: Senior Vice-President, Counsel – FX and Derivatives Job Responsibilities: - Negotiating ISDAs, CSAs, account control agreements, innovations, guarantees, and related documentation in support of the company's FX & Derivatives businesses. - Managing a team of document negotiators. - Collaborating closely with business partners and control functions (Compliance, Credit, Risk, Legal) to complete documentation and remediation projects. - Providing advice and assistan...
Job Title: Managing Associate (Investment Funds) Job Responsibilities: - Operate as a mid-level associate under the direction of partners within the law firm's Investment Funds group. - Advise investment managers on the offering, formation, and regulatory compliance of private investment funds. - Provide guidance to institutional investors and secondary funds on investments in private funds and secondary transactions. - Advise investment managers on the launch and operation
Job Title: Staff Attorney: Financial Services Regulatory Job Responsibilities: The Staff Attorney in Financial Services Regulatory (FSR) at the law firm will be responsible for supporting the FSR, M&A, and Commercial Litigation partners in advising bank and fintech clients on US regulatory requirements and approvals for their business activities. This includes financing, securities offerings, and acquisitions in the US markets. The attorney will engage in client advisory, tr
Job Title: Assistant General Counsel, Private Capital Attorney Job Responsibilities: The Private Capital Attorney will join the Office of the General Counsel to provide effective and creative legal guidance aligning with the core values of the company. The role directly influences decision-making, fosters sound business practices, safeguards the company's reputation, and optimizes efficiency. The attorney will be part of a team dedicated to serving as a trusted partner to he
Job Title: Counsel Job Responsibilities: - Provide legal coverage for client-facing distribution activities, focusing largely on the . wealth channel and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules.
Job Title: Prime Brokerage and Securities Finance Attorney Job Responsibilities: In the role of Prime Brokerage and Securities Finance Attorney, the candidate will be responsible for the preparation, negotiation, and tracking of various legal agreements related to derivatives and securities financing transactions. These agreements include, but are not limited to, Master Repurchase Agreements, Master Securities Loan Agreements, ISDA Master Agreements, ISDA Credit Support Anne
Job Title: Director & Counsel – Legal Risk, Central Support & Service Delivery Job Responsibilities: 1. Legal Risk Management & Governance: - Support the development and evolution of the General Counsel’s Organization (GCO)’s approach to legal risk management, governance, and operational excellence. - Contribute to shaping the operating model for the legal function, supporting the 3 Lines of Defense model, robust controls, and strong engagement across teams. - Assi...
Job Title: Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: As a Director, Legal Counsel- Alternative Investment Platforms at the company, the primary responsibilities include providing legal support for platforms where alternative investment products are available to customers. This role encompasses strategic initiatives, regulatory compliance, and negotiating agreements with product issuers or advisers. Key duties involve: - Offering lega
Job Title: Assistant General Counsel - Global Alternative Investment Solutions Job Responsibilities: - Provide legal advice and support to the Global Alternative Investment Solutions (GAIS) group, primarily to the Private Bank distribution business. - Advise on a wide range of legal issues related to investment management advice and products. - Support regulatory developments, new product development, and product launches. - Collaborate with Legal Department colleagues and c
Job Title: AVP & Assistant General Counsel Job Responsibilities: The AVP & Assistant General Counsel will be responsible for providing strategic legal counsel on insurance and broker-dealer regulatory matters, ensuring compliance with state, federal, and industry requirements. This role includes serving as the legal officer for the company's Broker-Dealer affiliate and overseeing broker-dealer governance and regulatory obligations. Key responsibilities include: - Handling a
Job Title: Counsel - Commercial Banking Services Job Responsibilities: The Counsel for Commercial Banking Services will be responsible for providing consistent and sound legal advice in a clear, concise, and responsive manner. Key duties include: - Developing legal knowledge and skill relevant to the business's products, operations, strategy, risk appetite, and regulatory environment. - Identifying legal issues and interpreting legal requirements through a balanced under
Job Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. - Provide guidance to internal clients on legal matters to assist with legal risk assessment, planning and policy decisions, claims against the Company, proba
Job Title Legal, Asset Management Attorney – Registered Funds (ETF), Vice President Job Responsibilities The role is embedded within the Asset and Wealth Management (AWM) legal team of the company. The primary responsibilities include: - Providing legal counsel and advice related to the regulation, establishment, management, governance, distribution, and marketing of registered funds, which invest in securities generally in public markets, including equity, debt, credi...
Job Title: Senior Counsel (FX) Job Responsibilities: The Senior Counsel at the company will provide legal support to the company's Global FX business, which includes entities such as the company's FX Markets, LLC, the company's SEF, LLC, a swap execution facility regulated by the Commodity Futures Trading Commission (CFTC), and the company's Fixed Income Markets, LLC, a broker-dealer regulated by the Securities and Exchange Commission (SEC) and FINRA. The position is located
A highly regarded New York City-based law firm is seeking an accomplished Senior Securities Associate to join its well-established practice. This role is ideal for an attorney with a strong background in securities law and regulatory compliance, offering the opportunity to work closely with high-profile clients and develop long-term professional relationships. While an existing book of business is not required, this position provides a fut