Job Title: Legal, GBM Futures and Cleared Derivatives Attorney, Vice President Job Responsibilities: - Serve as a member of Global Markets Legal at a leading investment bank, addressing a wide range of legal and regulatory questions related to the Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on all aspects of the dynamic business environment. - Participate in rev
Job Title: Sr Director, Legal Counsel Job Responsibilities: - Develop and articulate a clear, compelling vision and strategy for the legal team, aligning with the company's long-term goals. - Provide key inputs as an industry leader and expert, staying ahead of legal trends and influencing industry standards. - Influence the long-term success strategy of the function by driving innovation and continuous improvement in legal practices. - Ensure compliance with relevant laws a
Job Title: Senior Director, Senior Managing Counsel - Fixed Income and Equities (FIEQ) Job Responsibilities: The Senior Director, Senior Managing Counsel will join the Markets Legal team to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading businesses. Key responsibilities include: - Providing legal advice and assistance to business, Credit, Risk, and Compliance partners on legal, regulatory, and reputational issues arising from FIEQ b
Job Title: Head Legal Counsel Job Responsibilities: The Head Legal Counsel (HLC) is tasked with leading the legal team at Company. Reporting directly to the Global Head of Regulatory Strategy and Advisory, Legal, the HLC will manage legal affairs across all jurisdictions where Company operates. Key responsibilities include: - Providing legal support for commercial business initiatives and assisting the business development team. This involves negotiating and advising on le
Job Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: - Drafting, reviewing, and negotiating various bank-related service agreements such as customer account opening documents, third-party provider contracts, SLAs, and NDAs. - Man
Job Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact
Job Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including senior business and control partners, to identify and mitigate legal risks. - Analyze and assess the impact of legal and reg
Job Title: Payments Attorney Job Responsibilities: - Provide legal advice on the operation and development of payment systems, including check, ACH, wire, and instant payments. - Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal and state laws, including Uniform Commercial Code articles 4 and 4A, the Electronic Fund Transfer Act, Bank Secrecy Act/anti-money-laundering requirements, and economi
Job Title: Lead Counsel - Master Securities Forward Transaction Agreement (MSFTA) Negotiation Job Responsibilities: The Lead Counsel II is a senior-level position tasked with providing legal guidance and thought leadership to the business. The primary responsibility is to offer legal coverage for the Residential Mortgage Security Agency Trading business, particularly through the negotiation of the Master Securities Forward Transaction Agreement (MSFTA). Key responsibiliti
Job Title: Partnerships Counsel Job Responsibilities: - Serve as the primary legal advisor for product development, marketing initiatives, and new features, ensuring compliance with relevant laws and regulations in the fintech and consumer credit space. - Act as a strategic partner to the business team in drafting, reviewing, and negotiating commercial agreements related to the acquisition and servicing of various asset classes. - Build, analyze, and structure complex partne
Job Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role requires sound judgment and a deep sense of organizational stewardship. The position involves building a business from the ground up and designing and imp
Job Title: Associate (Senior) Job Responsibilities: The Associate (Senior) position at the law firm involves a variety of responsibilities focused on analyzing and assisting partners in identifying regulatory issues and formulating bespoke hedging structures. The role includes: - Advising and representing bank and corporate clients in structuring complex over-the-counter equity and fixed-income derivative transactions. - Drafting, negotiating, and finalizing legal documents
Job Title: Counsel, NYSE Job Responsibilities: - Provide legal and regulatory advice to business units on the application of exchange rules and federal securities laws, primarily with respect to equities and options trading. - Conduct research, analysis, and produce written work regarding SEC and SRO rules, including drafting SRO rules and comment letters to support NYSE rule filings and respond to SEC proposed rules. - Interact with SEC staff as appropriate, especially duri
Job Title: Of Counsel, Investment Management - Financial Institutions Job Responsibilities: The Of Counsel will join the Investment Management - Financial Institutions practice group at the law firm. This role involves providing expert legal counsel and representation to top-tier investment management firms regarding investment adviser regulatory matters. Key responsibilities include: - Advising on regulatory compliance with the Investment Advisers Act of 1940 and other fed
Job Title: Investment Management Associate - Junior - Mid-level Job Responsibilities: - Engage in investment management transactional work with a focus on private fund formation. - Demonstrate familiarity with the Investment Advisers Act of 1940 and the Investment Company Act of 1940. - Represent institutional investors and wealth advisory firms, enhancing client interactions and relationships. - Collaborate within a cross-office team that values a collegial and close-knit e
Job Title: Associate - Federal Judicial Clerks Only Job Responsibilities: The Associate position at the law firm is designed for attorneys with recent federal judicial clerkship experience. The role involves a variety of responsibilities that require a high level of legal expertise and the ability to manage multiple tasks efficiently. Key responsibilities include: - Effectively communicating with clients, lawyers, business professionals, and third parties both verbally and i
Associate Attorney Job Category: Associate Attorney Position Type: Full Time Education: Juris Doctor Experience: 2-4 Years Salary: $110,000 - $120,000 Job Responsibilities: The law firm is seeking an Associate Attorney to join their team, specializing in representing professionals from the financial services industry. The responsibilities of the Associate Attorney will include handling employment, regulatory, and business matters, as well as employment litigation and se
Job Title: Cross Currency Payments Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Cross Currency Payments Attorney - Vice President, Assistant General Counsel, you will be part of the company Payments Legal team, providing strategic legal support for the Global Clearing and Cross-Currency Payments business. Your responsibilities will include: - Providing and coordinating legal advice across complex issues for supported products. - Collabo
Job Title: Financial Services Transactional Associate Attorney (Mid-Level) Job Responsibilities: The primary responsibilities for the Financial Services Transactional Associate Attorney include working on cutting-edge financial services and fintech transactions within the law firm’s Financial Services group. The associate will represent banks, fintech companies, merchants, and payment processors in various transactional practices. Key duties involve: - Engaging in strateg...
Job Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds to ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. -...
Job Title: 2026 Entry-Level Associate - Investment Management Job Responsibilities: The entry-level associate in the investment management practice will be responsible for advising both registered and private funds, as well as institutional investors. Key responsibilities include: - Assisting with fund formation, governance, regulatory compliance, and disputes. - Serving as fund and independent counsel. - Delivering comprehensive legal services to a diverse client base, incl
Job Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and oversee the legal structuring and seeding of new Business Development Company (BDC) platforms, ensuring compliance with relevant US regulations and industry best practices. - Col
Job Title: Consumer Financial Services Associate – Midlevel Job Responsibilities: As a midlevel associate in the Consumer Financial Services & Fintech Regulatory Practice at the law firm, you will be responsible for a variety of tasks that are critical to advising and supporting clients in the consumer financial services sector. Your responsibilities will include, but are not limited to: - Regulatory Analysis & Compliance: - Advising clients on federal and state regula...
Job Title: Fund Formation/Investment Management Associate (Mid-to-Senior-Level) Job Responsibilities: The Fund Formation/Investment Management Associate will be responsible for a variety of duties that involve the structuring and forming of private investment funds. Key responsibilities include: - Structuring and forming private investment funds. - Negotiating with fund investors. - Handling fund operational issues. - Working directly with senior leadership at fund manager c
Job Title: Product Counsel, Payments Job Responsibilities: The primary responsibilities of the Product Counsel, Payments include providing legal guidance and support related to payment products and services. The candidate will be expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal issues such as c
Job Title: Capital Markets Associate Job Responsibilities: - Manage a broad range of federal and state consumer and commercial credit regulatory issues. - Conduct research on various consumer and commercial credit regulatory issues at both federal and state levels. - Work on legal memoranda analyzing consumer and commercial credit regulatory issues. - Assist with regulatory due diligence for investors and lenders. - Collaborate with the team to carry out all aspects of regul
Job Title: Sr. Director, Legal Compliance-Fund Job Responsibilities: 1. Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds. - Ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and enhance compliance program policies and procedures as needed. - Oversee a
Job Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as a key adviser to the business, providing essential legal guidance. - Managing and negotiating contracts for Pershing, covering a wide range of advisory, custody, oper
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of **Members Only** Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin
Job Title: Senior Counsel, Markets Job Responsibilities: - Provide legal counsel on the structuring, documentation, and execution of transactions involving derivatives, repurchase agreements, and other traded instruments across commodities, interest rates, and foreign exchange (FX). - Advise on regulatory compliance with global financial regulations. - Partner with compliance and risk teams to assess and implement financial reform initiatives and regulatory developments. -
Job Title: Counsel, Retail Job Responsibilities: - Support the day-to-day legal aspects of the asset management business, focusing on mutual funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal, regulatory, and commercial requirements. - Assist Human Capital Management with legal review of policies, procedures, and agreements. - Collaborate with senio
Job Title: Associate - Federal Judicial Clerks Only Job Responsibilities: The role of an Associate at the law firm is designed for attorneys who have recently completed a federal judicial clerkship. The position involves a range of responsibilities that require strong analytical and writing skills, attention to detail, and good business judgment. Key responsibilities include: - Effectively communicating, both verbally and in writing, with clients, lawyers, business professi
A highly regarded New York City-based law firm is seeking an accomplished Senior Securities Associate to join its well-established practice. This role is ideal for an attorney with a strong background in securities law and regulatory compliance, offering the opportunity to work closely with high-profile clients and develop long-term professional relationships. While an existing book of business is not required, this position provides a fut