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Global Capital Markets Counsel
Duties: Serving as one of the legal advisors to the GCM Division, including providing ongoing day-to-day legal advice and support for the GCM division. Negotiating customer agreements for services offered by the GCM division. Identifying, evaluating and escalating legal and regulatory risks affecting the GCM Division. Overseeing external counsel used to support the GCM Division. Lend appropriate expertise and experience in supporting the GCM... read more
Compliance Operations - Retail Alerts Analyst
The candidate will perform intake controls to ensure all alerts are logged and assigned in a timely manner. Will collect and document data, including alert, investigation, or Suspicious Activity Report (SAR) history; Know Your Customer (KYC) information; relevant account and transaction data; plus any other required information to assist the investigation. Review and analyze underlying data gathered to assess reasonable cause t... read more
The candidate will draft, review, and negotiate a wide variety of commercial agreements to meet business and legal requirements, including sales, purchasing agreements, distribution, confidentiality agreements and requests for proposals. Will collaborate with sales, marketing, finance, and other departments to analyze business, regulatory and legal contract terms. Actively counsel the senior sales and field finance staff members on commercial law, antit...
Director, Legal Operations
The candidate will advise the CLO on non-legal strategic and operational aspects of running the Legal Department (Legal). Will work with the General Patent Counsel and Deputy General Patent Counsel to meet budget targets for the prosecution and maintenance of firm’s patent portfolio. Use data-centric metrics and analytics to develop recommendations to CLO designed to maximize resources and performance. Work with other members of Legal to develo...