Title: Financial Services Associate (Attorney) Job Responsibilities: The Financial Services Associate... The role involves working with both new and established companies in the token, digital, and cryptocurrency sectors. Responsibilities include handling corporate transactional and regulatory work, venture financings, digital... assets, payments, l...
Hearing Officers is a senior-level legal position responsible for... providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings. The role involves handling a wide range of cases brought by the Department of Enforcement against...
DC, is seeking a Senior Corporate Securities Associate Attorney... have extensive experience in securities law and corporate governance,... public company regulations and securities offerings. This role requires... a minimum of 6 years of in-depth experience in the clients on...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Broker-Dealer Compliance and Regulation Associate... - Securities and Financial The candidate'... must have have two to five years of relevant post-JD experience. Our practice in this area involves providing advice to multinational and US securities firms, investment banks, securities... exchanges and other trading... platforms, financial services firms, fintech firms, swap dealers, security based swap dealers, futures commission merchants, introducing brokers, crypto dealers/platforms,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker-Dealer Compliance and Regulation Associate... - Securities and Financial The candidates... must have 1 to 5 years of relevant post-JD experience. Our practice in this area involves providing advice to multinational and US securities firms, investment banks, securities... exchanges and other trading... platforms, financial services firms, fintech firms and other market players regarding federal securities and futures/derivatives laws, rules... and regulations, and self-regulatory org... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management and Broker-Dealer Regulatory Associate The candidate will... join a practice that comprehensive provides advice to clients on regulations governing investment advisers and broker-dealers, bank fiduciaries, pooled investment... vehicles (including mutual funds, bank collective investment funds, and retirement and insurance investment products), and the retirement marketplace. Will have the opportunity to work hands-on with a wide variety of broker-dealer and i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker - Dealer Compliance and... Regulation Associate The candidate will be responsible for providing advice to multinational and US securities firms, securities exchanges and... other market players regarding SEC, FINRA, NYSE and other securities regulations. It includes participating... in the administrative law rulemaking process, assisting major financial institutions in integrating regulatory requirements into their business... practices; advising on cross-border issues; reviewing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking Regulatory and Transactional Associate with... 3-5 years’ experience particularly as it relates to innovative crowd funding, peer lending and other investment platforms. The candidate should have knowledge of investment adviser, broker-dealer and/or other securities, commodities... and financial services regulations.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate or Senior Associate - Securities and... Financial Services The candidate should have 3-5 years' experience providing regulatory counselling to investment advisers,... registered investment companies and wealth management businesses (including retail broker-dealers). Knowledge of the Investment... Advisers Act of 1940 and the Investment Company Act of 1940, and strong writing skills, required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Litigation Associate The candidate... must have 2-4 years of experience. Securities or commodities enforcement, SEC,... CFTC and/or FINRA experience would be particularly valuable. Must have excellent writing, advocacy, and analytical skills and able to assume immediate responsibility in representation of financial institutions, public companies, broker-dealers, investment advisers, and individuals... in connection with regulatory enforcement and related litigation... matters... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Bank / Investment Management Regulatory Associate The candidate will... join a practice that provides comprehensive advice to clients on the regulations governing investment advisers and broker-dealers, bank fiduciaries, pooled investment... vehicles (including mutual funds, bank collective investment funds, and retirement and insurance investment products), and the retirement marketplace. Will have the opportunity to work hands-on with a large variety of broker-dealer and investm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Litigation Associate The candidate... must have 3-5 years of experience to work in the regulatory enforcement area. Securities or... commodities enforcement, SEC,... CFTC and/or FINRA experience would be particularly valuable. Should have excellent writing, advocacy, and analytical skills and able to assume immediate responsibility in our representation of financial institutions, public companies, broker-dealers, investment advisers, and individuals... in connection with regu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Enforcement Litigation Associate The... candidate will have responsibility in firm’s representation of financial institutions, public companies, broker-dealers, and individuals in connection... with regulatory enforcement and litigation matters....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here