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Seeks Associate for Broker-Dealer Regulatory Attorney Position Job... Title: Broker-Dealer Regulatory Attorney Salary: Competitive, based... experience in regulation of broker-dealers preferred H1: Join... Our Team as a Broker-Dealer Regulatory Attorney H2: Immediate... Opportunity... for Experienced Attorney Holland & Knight,......
SEO Friendly Job Title: Senior Director, Special Investigations Unit... H1 Heading: Senior Director - Special Investigations... Unit H2 Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills Requirements Senior Director, Special Investigations Unit... - Any FINRA Location...
understanding of US federal securities laws and have a... proven track record of interaction with the SEC. Strong expertise in blockchain and FinTech is highly preferred. The role involves providing legal counsel to blockchain technology companies, financial institutions, and digital...
years of experience in securities law, with a strong... preference for FinTech and Blockchain experience - Extensive knowledge of . federal securities laws and interaction with... the SEC - Ability to structure deals involving technology companies, digital asset exchanges and...
Management, Financial Products and Regulatory Attorney - Vice President,... Assistant General Counsel Salary: $199,, in New York, NY Experience: At least 5 years of legal practicing experience at a law firm, financial institution, government agency, regulator and/or self-regulatory organization with...