Job Title: Securities Legal Counsel Job Responsibilities: The Securities Legal Counsel... is responsible for providing... securities-focused legal counsel to support the registered... investment adviser (RIA) and related... client agreements, disclosures, and regulatory documents for RIA services. -... Providing legal counsel on the Advisers Act,......
Department, which oversees two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities... include the interpretation and application of securities laws and regulations to provide guidance across various business units. The attorney will work directly with registered representatives and regulat...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management/Corporate Transactions & Securities... Associate The candidate should have 3-6 years of experience to join its national Investment Management practice. Should preferably... have 3+ years of experience working on matters in the investment management space involving securities,... investment advisers, hedge funds, broker... dealer regulatory work, and/or registered funds... or ETFs.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Investment Funds Associate The candidate... must have a strong academic background with 4-7 years of experience. Must have experience with the establishment and representation of private investment funds and their advisers.... Must be admitted to practice in Georgia. Candidates must be admitted to practice in Illinois. Should preferably have strong experience with the establishment and representation of private investment funds and their advisers,... including both domestic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Investment Funds Associate The candidate... should have a strong academic background. Must have 4-7 years of experience. Should preferably have strong experience with the establishment and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC, and hedge funds. Experience with Advisers Act regulatory matters, representing institutional investors... in private funds, secondary transactions a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer (Funds) The... candidate will work with other team members to participate in the identification, implementation, resolution, and ongoing monitoring of compliance issues related to the managed funds provided by firm. Will develop, coordinate, and execute various compliance testing and monitoring initiatives for firm’s managed funds in such areas as: disclosures, trading, investment allocation, and marketing. Respond... promptly to detected offenses, deve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will... assist the Head of Legal for company as well as various Associate General Counsels in the US Legal department in executing legal responsibilities relating to company's asset management products with a particular focus on ETFs and other registered US based products. Will work with other members of the company US legal team (and company attorneys outside the US as necessary) to support various businesses. This role includes daily involvement w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - Derivatives The candidate... will work with other members of the legal team as well as counterparts and internal clients across the globe to support our various product lines. Responsible for derivatives related contract work to support the derivatives trading capabilities of the firm. Responsible to track, monitor and guide the business in its strategic response to derivatives regulatory reform. This necessarily requires... cross-border collaboration with counterp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Derivatives The... candidate will provide legal leadership in support of company's derivatives capabilities. Will also provide ongoing legal support to various US-based investment centers, with particular focus... on equity and alternative asset classes managed in registered and unregistered US-based products. Work with other members of the company's Americas legal team as well as counterparts across the globe to support various product lines. Role includes daily... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... should have 3-6 years of experience representing investment companies and investment advisers... in entity formation and structure, operations and regulatory issues including; federal securities... filings, fund mergers and compliance issues. Large law firm experience preferred. Excellent academic background and work history required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
president/institutional asset management legal counsel with 4-6 years of... department of an alternative investment fund management firm, or... in the alternative investment division at an investment... bank. The candidate will... support institutional client business, which includes insurers, public and private... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here