The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Manager IV - Compliance... Monitoring and Testing Manager... - RCRM - Brokerage Business The candidate will lead a team, focused on company’s Brokerage businesses and operations, of subject matter experts with a comprehensive understanding of effective internal controls and other risk mitigation strategies who will conduct testing and monitoring. Will be responsible for planning objectives and scope for multiple reviews as well as identifying issues, determining corre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager III The candidate... will be a key partner on the Risk and Compliance leadership team. Will report... directly to the Chief Compliance Officer of the bank’s... Funds Management and will actively lead a team of compliance professionals primarily responsible for... the development, implementation, monitoring and documentation of oversight programs mandated by the Investment Company Act and the Investment Advisor’s Act. Will also represent risk and compliance in vari... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V The candidate... will be a part of the Consumer Banking and Analysis team, which is responsible for assisting the Consumer Financial Protection (CFP) Executive with planning and managing consumer protection related policies and procedures, and overseeing enterprise-wide efforts to enhance the company's customer experience through effective risk management. Work in close collaboration with management and staff of the company's lines of business (LOBs), ot... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager III The candidate... directly to the Chief Compliance Officer of the company’s... Funds Distributor and will actively lead a team of compliance professionals primarily responsible for... the development, implementation, monitoring and documentation of oversight programs mandated by the Securities Exchange Commission and FINRA. Be a key partner on the Risk & Compliance leadership team. Work with... senior compliance and business management... to... identify, fo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant 6 The candidate... will be responsible for leading day-to-day oversight and support for RCRM program evaluation activities, developing and maintaining standards, processes, tools and training to drive execution consistency, and supporting the RCRME functions as they develop their program evaluation processes. Specific expectations for this position include: Maintain and update RCRM program evaluation standards, job aids and templates. Partner with Learning... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant VI The candidate... will be responsible for leading day-to-day oversight and support for RCRM program evaluation activities, developing and maintaining standards, processes, tools and training to drive execution consistency, and supporting the RCRME functions as they develop the program evaluation processes. Maintain and update RCRM program evaluation standards, job aids and templates. Partner with Learning and Development to develop and maintain training,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Crimes Risk and Compliance- Compliance Manager 2 ... Duties: Develop and maintain a governance framework and standards that ensure the effective execution of day-to-day financial crimes related responsibilities within the group. Will include aspects of CIP/CDD/EDD, client risk ranking, sanctions screening, adverse media screening, unusual activity reporting, 314a searches, exiting relationships where appropriate and Anti-Bribery and Corruption related activities. Set... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Program Governance Coordinator -... IV The candidate will support the company by assisting with the design, implementation and maintenance of a comprehensive compliance oversight program that will:... (1) establish and maintain corporate governance programs; (2) support Compliance and other support group... partners with the enterprise-wide enhancement of compliance structures due to new... laws, regulations, Corporate and Wholesale requirements and new products; (3) assist w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant This candidate will... support the Securities, Corporate Banking Group and the Government and Institutional Banking - Commercial Compliance Programs (taken together collectively... as, the 'Compliance Program') by assisting with... the design, implementation and maintenance of a comprehensive compliance oversight program that will:... establish and maintain corporate governance programs; support Compliance and other support group... partners with the enterprise-wide e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here