Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: -... implement, and maintain the compliance framework for the company’s... regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. -... O...
Transactions – Mid-Level Associate Attorney Job Responsibilities: The Financial Transactions –... Mid-Level Associate Attorney will be an integral... part of the Financial Services Practice Group, focusing on financial services transactions within the payment systems and technology industries. The role involves representing a...
Job Title Sr. Director, Legal Compliance-Fund Job Responsibilities Regulatory Compliance and Oversight: -... implement, and maintain the compliance framework for the company’s... Monitor regulatory developments and assess impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. -... Ov...
Job Title: Litigation Attorney Job Responsibilities: The Litigation Attorney will... card litigation, and general litigation. The attorney will be responsible for... handling a large volume of cases, requiring strong organizational skills and the ability to manage multiple priorities simultaneously. The role...
in public company reporting compliance and governance, addressing day-to-day... companies such as SEC compliance and disclosure matters. - Ensure... adherence to Nasdaq/NYSE compliance regulations. - Represent either issuers... or investment banks in capital markets transactions, including IPOs, equity/debt offerings, private investment in...
public company and capital market matters. Key responsibilities include: - Ensuring public company reporting compliance and governance - Addressing... day-to-day issues for public companies, including SEC compliance, disclosure matters, governance, and... Nasdaq/NYSE compliance - Representing issuers or... investment banks...
handle public company reporting compliance and governance. This includes... that arise for public companies such as SEC compliance, disclosure matters, governance, and... Nasdaq/NYSE compliance. - The candidate will represent... either issuers or investment banks in capital markets transactions, which include IP...
Job Title: Financial Lines Attorney Job Responsibilities: - Litigate and resolve... (both public and private entities), professional liability, bank liability, crime, fidelity, product... recall, miscellaneous errors & omissions, political risk, and employment practices. - Engage in marketing and thought leadership efforts through practice-rel...
Title: Sr. Employment and Litigation Counsel Job Responsibilities: The Sr. Employment and Litigation Counsel at the company will be responsible for providing legal support to the Human Resources department and business partners on employment law matters across the company's locations. Key responsibilities...
Title: Member of Legal, Bank and Regulatory Counsel Job Responsibilities: -... on regulatory changes and ensure compliance with federal consumer finance... statutes. - Lead the response to CFPB supervision and enforcement matters, state actions, and embed best-in-class compliance management systems across the......
Job Title: Associate Attorney Job Responsibilities: The Associate Attorney at... the law firm will engage in sophisticated, innovative transactions and work with cutting-edge financial products primarily used by local governments or nonprofit corporations. The role involves representing governmental units, public agencies, investment...
motivated and detail-oriented Associate Attorney to join its Financial... Services Practice Group in San Francisco. The role involves representing clients in financial services transactions, focusing on payment systems and technology industries. The successful candidate will work with a diverse range...