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Bank Compliance Attorney Jobs in San Francisco

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jul 31, 19
Info Source
Employer
Total Views
7
Global Compliance Counsel The candidate will... for legal and regulatory compliance matters across the company,... find solutions to ensure compliance. Develop and communicate compliance... policies, programs and training... partners understand ethics and compliance issues, **MEMBERS ONLY**SIGN UP NOW***. values and... manage and conduct internal compliance investigations, risk assessments and... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Nov 29, 19
Info Source
Employer
Total Views
23
Chief Compliance Counsel / Officer The... company adheres to its compliance obligations, specifically anti-kickback and... Collaborate with them on compliance program enhancements and key... understand and provide proactive compliance guidance on proposed strategic... focused on strategic company compliance objectives. Provide strategic direction... compliance... read more
Company
In-House
Experience
Min 12 yrs required
Location
San Francisco, CA
Posted Date
Oct 28, 19
Info Source
Employer
Total Views
6
Director, Compliance Responsibilities: Advise on ethical,... legal and regulatory compliance matters across the Company,... developments to grow Splunk’s compliance and risk framework and... implement, document and maintain compliance policies, guidelines and processes... communication strategies and related compliance trainings for employees and... Compliance,... read more
Company
In-House
Experience
5-8 yrs required
Location
San Francisco, CA
Posted Date
Nov 18, 19
Info Source
Employer
Total Views
2
Compliance Counsel The candidate will... : Support corporate compliance objectives and further policies... on, a comprehensive companywide compliance program; Strategic partner with... implement, monitor, and resolve compliance related issues/matters; Achieves corporate... compliance operational objectives by executing... to identified compliance gaps, creating compliance solutions... compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
San Francisco, CA
Posted Date
Nov 13, 19
Info Source
Employer
Total Views
11
Compliance Counsel for Adjacencies The... of designing and implementing compliance programs to comply with... consumer financial protection laws and regulation (e.g., TILA, RESPA, UDAAP, Fair Housing Act, ECOA, TCPA, CAN-SPAM, impending the buildout of a compliance program in support of...... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Oct 28, 19
Info Source
Employer
Total Views
5
Chief Compliance Counsel / Officer Duties:... Collaborate with them on compliance program enhancements and key... understand and provide proactive compliance guidance on proposed strategic... focused on strategic Veradigm compliance objectives. Provide strategic direction... related to compliance risks, trend analysis and... compliance... read more
Company
In-House
Experience
7-9 yrs required
Location
San Francisco, CA
Posted Date
Nov 19, 19
Info Source
Employer
Total Views
3
Compliance Counsel Responsibilities: Assists in... and enforcement of organizational compliance policies and procedures that... business units to ensure compliance with established organizational policies,... for a variety of compliance and legal matters and... to help ensure compliance with federal, state, and... compliance... read more
Company
In-House
Experience
Min 15 yrs required
Location
San Francisco, CA
Posted Date
Dec 02, 19
Info Source
Employer
Total Views
8
Vice President, Investment Management Compliance The candidate will be:... adviser and mutual fund compliance programs (e.g., subadviser oversight,... the 206(4)-7 and 38a-1 Compliance Programs including subadviser and... and conducting the annual compliance review. Providing compliance advice... Serve as the primary Compliance leadership liaison for critical... Compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
San Francisco, CA
Posted Date
Nov 19, 19
Info Source
Employer
Total Views
3
Senior Manager, Compliance The candidate will research... to the Managing Director, Compliance GREGS. Handle non-standard, complex... or in a regulatory compliance role, or JD plus... 2 years of experience. Are required. Strong analytical skills, excellent attention to detail, and the... read more
Company
In-House
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Nov 22, 19
Info Source
Employer
Total Views
4
Contracts & Compliance Counsel Duties: Keep corporate... compliance policies, including our supplier... laws and regulations. Supports compliance efforts by conducting program... to the systems of compliance management.. Negotiate and draft... Brilliant Earth contracts and compliance. Coordinate with third-party counsel... of all risk and compliance related policies, processes and...... read more
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