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Securities Litigation Sec Enforcement Attorney Jobs in Washington

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Job info
Company
In-House
Experience
Location
Washington, DC
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
32
Enforcement of public companies and SEC-registered brokers and dealers in... financial fraud and other securities practices that may involve... the provisions of the securities laws relating to the... rules of the U.S. Securities and Exchange Commission issued... financial fraud matters and/or securities litigation preferred but not...... read more
Company
Public Interest, FINRA.
Experience
Location
Washington, DC
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
30
respect to the federal securities laws and the rules... interpretation and administration of securities laws, rules, and regulations... practice rules and federal securities laws. Strong verbal... our role as a securities regulator. FINRA employees are... the Code’s investment and securities account restrictions, and new... securities... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
Dec 05, 18
Info Source
Employer
Total Views
7
Principal Counsel - Enforcement The candidate performs a... settlement negotiations with the Enforcement Director and Chief Counsel... attorney, as to the federal securities laws, relevant rules and... Communicate, when appropriate, with SEC staff and members of... and written communication and litigation skills. Must have excellent...... read more
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