The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to... the retail broker-dealer with a concentration on... investments, variable a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Law Senior Counsel - Investment Management The candidate must have 8+ years of experience. Should preferably have experience in a wide variety of investment management matters, including investment adviser, investment company, and broker-dealer regulatory compliance and formation; institutional... investor representation; private fund formation; transactions in the investment management space and other general corporate work. Excellent academic credentials and strong o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Law Associate - Investment Management The candidate must be a transactional associate with 3+ years of experience. Should preferably have experience in a wide variety of investment management matters, including investment adviser, investment company, and broker-dealer regulatory compliance and formation; institutional... investor representation; private fund formation; transactions in the investment management space and other general corporate work. Excellent academic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will report to the General Counsel, Capital Markets. Will have significant responsibility for regulatory matters relating to the... distribution and marketing of Cole REIT securities, including legal support for... firm’s wholesale broker-dealer and its Compliance team.... Providing legal advice to the Sales, Marketing and National Account teams and discrete projects with other firm departments. Specific responsibilities will include: Negotiation of and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will report to the General Counsel, Capital Markets. Will responsible for regulatory matters relating to the... distribution and marketing of Cole REIT securities, including legal support for... Cole’s wholesale broker-dealer and Compliance team. Additional... responsibilities will include providing legal advice to the Sales, Marketing and National Account teams and discrete projects with other firm departments. Negotiation of and legal support for selec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel, Capital Markets - Distribution and Operations The candidate will report to the General Counsel, Capital Markets. Will have significant responsibility for regulatory matters relating to the... distribution and marketing of REIT securities, including legal support for... company's wholesale broker-dealer and its Compliance team.... Provide legal advice to the Sales, Marketing and National Account teams and discrete projects with other firm departments. Responsible for ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel, Senior Regulatory Attorney The candidate will... report directly to the Chief Legal Officer and General Counsel. Will be responsible for broker-dealer and investment adviser regulatory and business legal advice.... Work closely with senior management on business initiatives and advisory programs, and provide legal support on regulatory examinations. Draft and review... responses to regulatory examinations. Advice on securities... laws and regulations and... ERISA... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate will be responsible for ensuring that CCC has in place all processes necessary to establish, maintain, review, test and modify written compliance policies and written supervisory procedures reasonably designed to achieve compliance with FINRA rules, federal securities laws and regulations, and... any applicable state laws and regulations. Will be responsible for all compliance functions outlined in FINRA Rule 3130, and through technical ex... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Regulatory Attorney The candidate will... report directly to the Associate General Counsel and provide regulatory and business legal advice... relating to broker-dealers and investment advisers. Will... work closely with senior management on business initiatives and provide legal support on regulatory matters and examinations. Advise... on securities laws, most particularly relating... to broker-dealers and investment advisers. Assist... in the design and implementation of app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel Duties: Assisting with the corporate governance and securities law requirements of the... Company’s managed funds, with an emphasis on its externally-managed public, non-traded REITs. Supporting credit investments, financing and other transactions for the Company’s managed funds. Structuring, drafting, negotiating and counseling on a broad range of commercial contract transactions for the Company, its subsidiaries, and its managed funds. Interfacing wi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here