The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Officer - Fixed Income The candidate will support the NAM Credit, Capital Markets, Global Structured Finance, Derivatives Solutions Group, Strategic Risk Solutions, and LatAm Hub product areas. Will provide day-to-day Compliance advice relating to trading, suitability, new products, sales practices and guidance on fixed income regulatory rules/laws. Provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reportin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will have strong working knowledge of fixed income products, securities, and derivatives. Primary responsibilities include providing day-to-day Compliance advice relating to Government bond auctions, trading, suitability, new products, sales practices and guidance on fixed income regulatory rules/laws. Will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Fr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer - Markets Regulatory Implementation The candidate will report to the Compliance Director, Markets Regulatory Implementation. Will primarily work with the Director to identify, develop and implement policies and procedures, processes, and controls pursuant to new laws, regulations, rules, and interpretations or guidance issued by US market regulators including the SEC and CFTC; FINRA, NFA, and other SROs; and international regulators as applicable. Will als... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Product The candidate will support Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures, Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Will provide guidance on rules and regulations relating to trading, sales practices, and operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures. Assist w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Equities The candidate will serve as an Equity Compliance Officer within company's Institutional Client Group (ICG), supporting Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures, Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Primary responsibilities include providing day-to-day Compliance advice relating to trading, sales practices, operations, financial requirements, position limits,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager - Fiduciary Compliance The candidate role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of group and bank, their affiliates and of bank’s respective regulators, globally. As part IA Compliance, Fiduciary team, this role will contribute to the planning, scoping and execution of audits covering the fiduciary businesses in accordance w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer The candidate will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Frank compliance as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures Assist with regulatory inquiries and/or examinations. May include coordination with Regulators including, FINRA, SEC, OCC, Federal Reserve, and CFTC. Collabora... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here