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Policy, Governance, and Regulatory Oversight Manager / Vice President
The candidate will ensure enterprise-level third party risk management policy and third party risk appetite metrics are established to support regulatory expectations.... read more
Corporate and Securities Attorney
The candidate must have... 4-6 years of experience. Experience with mergers and acquisitions, and familiarity with '33 Act and '34 Act is a plus. Should preferably have excellent writing skills and strong academics. Must be licensed...
The candidate will have meaningful, large-firm experience in public and private securities offerings, ’34 Act compliance, mergers and acquisitions, corporate governance, financing transactions, joint ventures, private equity and venture capital investments. Will assume significant responsibility in a collegial work...
of highly complex fiduciary, investment, and custody account relationships.... profitable private banking, trust, investment and brokerage business. The... agreement. Administration of trust, investment and custody accounts. Carry... out the administrative duties of Harris as custodian, agent or fiduciary as mandated...