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Equities: Sales-Legal Facilitator
The candidate will be working in the Global Financing Services business within Equities Distribution. Act as on-boarding liaison working closely with on-boarding team, sales and relationship management and... read more
The candidate should have 3+ years of significant transactional practice experience. Must have large-firm experience in mergers and acquisitions, corporate governance, public and private securities offerings, loan and financing transactions, joint ventures, private equity and venture capital investments....
The candidate must have 4+ years of experience in two or more of the following areas: M&A, capital markets, securities, corporate governance, and or investment funds. Must have Arizona... Bar admission....
General Counsel, Senior Regulatory Attorney
The candidate will report... responsible for broker-dealer and investment adviser regulatory and business... review of broker-dealer and investment adviser disclosure documents, sales... providing legal advice to investment advisers, broker-dealers and/or investment... companies on securities laws......
anti-bribery/anti-corruption, OFAC, privacy, foreign investment, and other regulations and... support internal processes to ensure compliance. Advise on and support corporate policy development Manage corporate governance requirements (annual filings, Board/shareholder meetings, etc.) manage statutory agents for US and holding companies respond...
consulting for Real Estate Investment Trusts and Real Estate... Partnerships. Considerable knowledge of partnership structures and their impact on real estate transactions and corresponding tax liabilities required. Considerable knowledge of accounting of Unrelated Business Taxable Income needed. Should preferably have...