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Investment Attorney Jobs in Phoenix

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SPONSORED JOB
Company
Bank of America Corporation
Experience
Min 1 yrs required
Location
Phoenix, AZ
Posted Date
Jul 07,18
Info Source
Total Views
52
Operations Representative The candidate work include: Processing of legal documents (garnishments/levies) in a fast paced production environment to meet strict deadlines. This includes Federal, State, Local and out of State... read more
SPONSORED JOB
Company
Trajan Wealth L.L.C.
Experience
Min 10 yrs required
Location
Scottsdale, AZ
Posted Date
Jul 10,18
Info Source
Total Views
35
Counsel - Compliance Officer Responsibilities: Provide leadership, strategic direction and oversight of the Legal and Compliance function. Drive a culture of compliance throughout the business. Develop and implement organizational policies and... read more
Company
Recruiter
Experience
4-6 yrs required
Location
Phoenix, AZ
Posted Date
Apr 03, 18
Info Source
Recruiter
Total Views
18
Total Applies
1
Corporate and Securities Attorney The candidate must have... 4-6 years of experience. Experience with mergers and acquisitions, and familiarity with '33 Act and '34 Act is a plus. Should preferably have excellent writing skills and strong academics. Must be licensed... read more
Company
In-House, BMO Financial Group.
Experience
7-12 yrs required
Location
Scottsdale, AZ
Posted Date
Jul 03, 18
Info Source
Employer
Total Views
151
of highly complex fiduciary, investment, and custody account relationships.... profitable private banking, trust, investment and brokerage business. The... agreement. Administration of trust, investment and custody accounts. Carry... out the administrative duties of Harris as custodian, agent or fiduciary as mandated... read more
Company
Law Firm
Experience
2-4 yrs required
Location
Phoenix, AZ
Posted Date
Jul 13, 18
Info Source
Employer
Total Views
43
Associate The candidate will have meaningful, large-firm experience in public and private securities offerings, ’34 Act compliance, mergers and acquisitions, corporate governance, financing transactions, joint ventures, private equity and venture capital investments. Will assume significant responsibility in a collegial work... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
Phoenix, AZ
Posted Date
Jul 18, 18
Info Source
Recruiter
Total Views
107
our client seeks corporate attorney with 2-4 years of... securities practice experience. The ideal candidate must have meaningful, large-firm experience in public and private securities offerings, ’34 Act compliance, mergers and acquisitions, corporate governance, financing transactions, joint ventures, private equity... read more
Company
Law Firm
Experience
3-7 yrs required
Location
Phoenix, AZ
Posted Date
Jul 11, 18
Info Source
Employer
Total Views
126
real estate finance and investment practice. Active Bar in... CA, AZ or CO is preferred. Will have sophisticated real estate transactional experience (primarily financing, sales and acquisitions). Will have experience representing banks, insurance companies, private equity funds or other institutional... read more
Company
In-House, Advisor Group.
Experience
Min 5 yrs required
Location
Phoenix, AZ
Posted Date
Jul 03, 18
Info Source
Employer
Total Views
88
Senior Counsel, Regulatory Attorney The candidate will report... relating to broker-dealers and investment advisers. Will work closely... relating to broker-dealers and investment advisers. Assist in the... design and implementation of applicable products, programs and services. Draft and review responses to... read more
Company
In-House
Experience
Min 7 yrs required
Location
Phoenix, AZ
Posted Date
Apr 24, 18
Info Source
Employer
Total Views
50
equity experience is a plus. Technical expertise in FINRA rules, SEC rules and regulations, and state rules and regulations applicable to broker-dealers is essential. Experience with investment products such as mutual... funds or variable annuities; experience with REITs a plus.... read more
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