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experience or a senior counsel with at least eight... years of experience to join the investment management team in Tampa, FL. The ideal candidate will have experience in investment management matters, including regulatory compliance, institutional investor representation, and private fund...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Junior Attorney, Contentious Support - Broker-Dealer Regulation The candidate will... provide support to a variety of the Firm's practices, with a focus on assignments involving the North America Broker-Dealer Regulation Team. Assist the... Firm's offices with a diverse range of matters, often across multiple jurisdictions, such as large scale regulatory advice and disclosure and investigation projects, reports, and ancillary deliverables in support of disputes work. Work as part... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Law Senior Counsel - Investment Management The... candidate must have 8+ years of experience. Should preferably have experience in a wide variety of investment management matters, including investment adviser, investment company, and broker-dealer regulatory compliance and formation;... institutional investor representation; private fund formation; transactions in the investment management space and other general corporate work. Excellent academic... credentials and strong o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Law Associate - Investment Management The candidate must be a transactional associate with 3+ years of experience. Should preferably have experience in a wide variety of investment management matters, including investment adviser, investment company, and broker-dealer regulatory compliance and formation;... institutional investor representation; private fund formation; transactions in the investment management space and other general corporate work. Excellent academic...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Regulatory Associate Candidate must have: JD graduate, LLM - US JD, . Excellent academic credentials with an undergraduate degree in finance, economics, or science, technology, engineering and mathematics (STEM). Be willing to work in either office and be admitted to practice in Florida or Washington, ., respectively. Must have: 3-5 years of financial services regulatory experience in the areas of state insurance laws and regulation, with a focus on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Regulatory Associate The candidate should have 3-5 years of financial services regulatory experience in the areas of state insurance laws and regulation, with a focuson insurance company operations, investments, and life and annuity products, and atleast one of the following areas: Investment Company Act of 1940 and regulations thereunder, Investment Advisers Act of 1940 and regulations thereunder, Securities Act of 1933 and state securities laws and regul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel- Dispute Advisory Group... Manager Duties: Entails managing a team consisting of both attorney and non-attorney professionals who are responsible for all aspects of the handling of retail broker-dealer/RIA and insurance agency pre-litigation... customer disputes, and all regulatory obligations related thereto. The team handles retail complaints as well as inquiries related to such disputes from a variety of regulators and law enforcement agencies (., F... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Corporate Counsel III- ERISA/ 40 Act... Duties: Under general direction with a moderate... level of autonomy, use extensive knowledge and skills obtained through education and experience, to provide legal advice and counsel regarding ERISA, the Internal... Revenue Code, the Securities Act of 1933 and the Securities Exchange Act of 1934, the Investment Adviser’s Act of 1940, as well as the Investment Company Act of 1940, with respect to retirement products and services o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
#H1 Assistant General Counsel - Managed Investments... #H2 Job Description The Senior Lead Counsel I is a senior... level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this role is to provide legal support, advice, and guidance to the business. This role requires a pragmatic, proactive attorney with thorough understanding of the Business, combined with a solid conceptual / practical grounding in the laws a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Legal Officer and General Counsel The candidate will... review, draft and negotiate terms and conditions in agreements with employees, contractors, sales agents, prospects, customers, vendors, and business partners. Will participate with government bid contracting and compliance oversight to include Federal and State healthcare Medicaid, Pharmacy Benefit Management (PBM), Enrollment Broker agreements. Advise executives on... contract status, legal risks and business terms. P... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
exposure in various types of transactions, such as sell side representation in mergers and acquisitions, Rule 506(b) and (c) securities offerings pursuant to Regulation D, 1933 and 1934 Act filings, boutique broker-dealer representation focusing on syndications... and investment banking services... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here