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Ethic Compliance Attorney Jobs in New York City

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Nov 27, 18
Info Source
Employer
Total Views
47
Vice President, Ethics and Compliance The candidate will drive... monitoring of ethics and compliance policies and procedures to... ensure compliance with laws/regulations. Will provide... day-to-day proactive ethics and compliance legal advice; identify creative,... for the Ethics and Compliance Program. Develop and implement... compliance... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
6
of Corporate Ethics and Compliance is a central oversight... of the global privacy compliance program for the MetLife... implementing and updating global compliance policies (especially in response... of MetLife’s global privacy compliance program; conducting and communicating... Executing the privacy compliance strategy for the enterprise,... Compliance... read more
Company
In-House
Experience
5-8 yrs required
Location
New York City, NY
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
2
Senior Compliance Officer The candidate will... responsible for supporting the compliance agenda of two dual... business by providing specialized compliance advice related to securities... to colleagues on day-to-day compliance and ethics issues; leading... routine processes regarding registration, compliance monitoring and training and... compliance... read more
Company
Law Firm
Experience
Location
New York City, NY
Posted Date
Oct 26, 18
Info Source
Recruiter
Total Views
8
have the most. Corporate Securities Attorney The candidate will organize... private funds (such as documents, investment management agreements, compliance manuals, administration agreements, marketing... Parts 1 and 2, Compliance Manuals, and Codes of... advice concerning regulatory and compliance matters relating to the...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 30, 18
Info Source
Employer
Total Views
7
excellence and strong team ethic. **MEMBERS ONLY**SIGN UP NOW***. can provide... Professionals within Legal and Compliance provide a wide range... in the Legal and Compliance Department, led by the... individual with a legal, compliance and/or financial services background... at the Manager level.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
3
of the Legal and Compliance teams responsible for providing... and guidance for the compliance of the applicable regulation... policies to ensure Oscar’s compliance with applicable state and... in a Medicare Advantage compliance or regulatory role at... ownership with strong work ethic and follow-through skills ...... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Nov 30, 18
Info Source
Employer
Risk and Compliance Lawyer The candidate will... U.S. regional Risk & Compliance team (based in the... of interest, and other compliance requirements arising from relevant... interest, ethics and regulatory compliance. Advise on and assist... of firm risk and compliance policies and procedures. Deliver... compliance... read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Dec 14, 18
Info Source
Employer
Total Views
4
Compliance Counsel, Securities The candidate... will drive all ongoing compliance review processes, including annual... ensure consistent application of compliance and ethics policies. Analyze... changes to regulatory requirements and proactively handle regulatory developments. Review new and updated marketing materials for adequate... read more
Company
In-House
Experience
10-15 yrs required
Location
New York City, NY
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
22
Monitor social and vendor compliance in addition to ethics... claims. Assist with SEC compliance and required regulatory filings.... Staff Attorney, Director of Compliance and Compliance Analyst. Should... have 10-15 years of experience. Must have knowledge of Microsoft Excel, Microsoft Word,... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
6
accommodations, wage and hour compliance, employee benefits, compensation, regulatory... compliance, possible M&A activity, and... to agency charges and attorney demand letters as necessary... knowledge and experience, the attorney must have excellent risk... analysis skills and judgment, outstanding verbal and written... read more
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