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ERISA Legal Counsel
The candidate:... the results of such research and analysis, including interpretations,... findings, and recommendations. Applies structured, logical thinking to analyzing issues, answering inquiries, evaluating and escalating risks, and interpreting legal principals relative to applicable laws, rules, regulations,...
firm’s obligations relating to ERISA, FINRA and SEC requirements... with appropriate attorneys to research and understand the rules,... and the Retirement / ERISA Managing Counsel, this compliance... regulatory requirements imposed by ERISA, FINRA, the SEC and... implementation related to the ERISA fiduciary advice rule. Further,......