Washington, DC - Investment Management Junior/Midlevel Associates: -... with a focus on investment management and the regulation... of retail investment advice. - Two positions... available: one for a junior associate with 1-3 years of experience and one for a midlevel...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Associate - Junior... to Mid-Level Corporate & Finance The candidate must have a minimum of one year of experience in investment management transactional work, including... in private fund formation, and some familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Experience representing institutional investors and wealth advisory firms is a plus. All applicants should have excellent academic credentials and strong written... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm Seeking Midlevel Associate for Asset Management and Investment Funds Practice H1:... Join Our Global Law Firm as a Midlevel Asset Management and Investment Funds Associate H2:... Exciting Opportunity for Experienced Lawyers in Boston, New York, or Washington . - Seeking midlevel associate with 4-6 years of experience - Preference for candidates located in Boston office - Experience with open-end, closed-end, or ETF funds and representing investment companies,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Associate - Junior to Mid-Level Investment Management Associate The candidate... should have 1+ years of experience in investment management transactional work, including... in private fund formation, and some familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Must currently be licensed, or currently be eligible to become licensed, to practice law in the jurisdiction in which they are applying. Experience representing institution... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate, Investment Management The candidate should... have substantive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Additional experience includes working with investment advisers and other service... providers on regulatory, compliance and business matters; advising boards of directors/trustees of investment companies on fund governance... and fiduciary oversight matters. Must have an excellent academic background, stron... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Management Associate The candidate should... have a proven track in this area and will be expected to work with investment companies, private funds, business... development companies, investment advisers, broker-dealers, fund sponsors... and fund independent directors in all aspects of their business, which may include preparing fund documents, registration statements, compliance policies and board materials. Regulatory experience with SEC examinations and enforcement matters i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
This position is primarily responsible for developing, directing and managing OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. The incumbent demonstrates expertise with respect to the Exchange Act and Investment Advisers Act, their rules,... and related SEC interpretative guidance, as well as knowledge concerning st... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
seeks junior to mid-level investment management attorney with experience... counseling top-tier securities and investment management firms on regulatory... with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Attorney The candidate... will join the investment management practice group. Will... be involved with counseling top-tier securities and investment advisory firms on regulatory... issues; the development of new products and services; and enforcement, corporate, and transactional matters. Should be a mid-level associate with comparable law firm, SEC or FINRA experience. The ideal candidate should have an interest in broker-dealer, securities markets, and investm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate will join the investment management group. Should have... 4-6 years of 40 Act and investment services experience working with... registered investment companies and advisers. Must... have strong knowledge of the Investment Company Act of 1940,... along with specific experience counseling mutual funds, launching new mutual funds and preparing fund registration and disclosure statements, as well as experience with compliance programs and board work.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Investment Management Associate with experience... in investment advisory regulatory matters. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Experience with regulatory matters involving broker... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here