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13 jobs found for

Corporate Regulatory Attorney Jobs in Stamford

Job info
Company
In-House
Experience
3-7 yrs required
Location
Stamford, CT
Posted Date
Oct 17, 17
Info Source
Employer
most important client negotiations and streamlining them to improve the client experience and reduce the time from 'relationship win to first trade'. Act as point of entry for legal and regulatory matters, supporting business areas... in implementing the regulatory framework.... read more
Company
Law Firm, BCG Attorney Search
Experience
8-18 yrs required
Location
Stamford, CT
Posted Date
Sep 05, 17
Info Source
Recruiter
partner with significant experience in representing hedge funds and other investment advisors in complying with the ’40 Act, as well as broker-dealer and other applicable regulatory requirements. A significant book... of business is required as well as top academic credentials.... read more
Company
In-House
Experience
3-6 yrs required
Location
Stamford, CT
Posted Date
Oct 16, 17
Info Source
Employer
Junior Attorney (mid-level) The candidate will... is required. Assist on Regulatory issues. Must be mid-level... attorney with commercial contracts and... general corporate transaction experience. 3-6 year... and prior in-house experience preferred. Must be licensed to practice in Connecticut and/or registered... read more
Company
In-House
Experience
5-10 yrs required
Location
Greenwich, CT
Posted Date
Oct 13, 17
Info Source
Employer
General Counsel (Business and Regulatory) Responsibilities: Assisting the firm’s... General Counsel in handling business and contractual matters, including: Reviewing, negotiating and drafting contracts with customers of the firm. Handling legal inquiries from the firm’s sales representatives and new accounts group.... read more
Company
In-House
Experience
Location
Greenwich, CT
Posted Date
Oct 13, 17
Info Source
Employer
from Compliance, Legal and Regulatory departments. Will reviewing and... opening process complies with regulatory requirements. Will communicating with... clearing houses. Will drafting corporate resolutions and certificates authorizing... strategic business transactions. Will responding to queries from internal and external auditors. Will... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Norwalk, CT
Posted Date
Oct 11, 17
Info Source
Recruiter
Temporary Associate Corporate Secretary / Associate General... have 5+ years of corporate and securities experience. Experience... in corporate secretarial responsibilities including taking... minutes, drafting board resolutions, 8-Ks and proxy statements are ensuring compliance with all regulatory requirements, including federal securities...... read more
Company
In-House
Experience
3-5 yrs required
Location
Wilton, CT
Posted Date
Oct 17, 17
Info Source
Employer
commercial business units and corporate functions to provide practical... advice relating to collection use and processing of personal information in connection with strategic and other business deals globally. Will review draft and negotiate privacy and data protection terms in agreements... read more
Company
In-House
Experience
Min 5 yrs required
Location
White Plains, NY
Posted Date
Oct 14, 17
Info Source
Employer
and effectively communicating Client’s regulatory status in support of... input to protect Client’s regulatory rights and ability to... be experienced in navigating corporate or military command structures... and working within a corporate group context. Experience working... with design teams, preparation... read more
Company
In-House
Experience
Min 5 yrs required
Location
White Plains, NY
Posted Date
Oct 13, 17
Info Source
Employer
procedures to achieve general corporate and insurance compliance goals... Manage the resolution of regulatory inquiries and reviews (including... complaints, market conduct exams, and surveys); Develop and maintain a compliance program that includes providing guidance to internal and external partners, as... read more
Company
In-House
Experience
Min 5 yrs required
Location
White Plains, NY
Posted Date
Oct 14, 17
Info Source
Employer
and effectively communicating Client’s regulatory status in support of... input to protect Client’s regulatory rights and ability to... be experienced in navigating corporate or military command structures... and working within a corporate group context. Experience working... with design teams, preparation... read more
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