complianceattorney Responsibilities: Drafting policies... and procedures related to compliance with regulations promulgated by... Providing employee training on compliance based issues Investigating and responding... to consumer complaints filed with government agencies... read more
Senior Staff attorney Legal compliance Duties: Reviews drafts, revises,... that they are in compliance with legal, regulatory, and... processes to ensure that corporate transactions are conducted in... contract process to assure compliance with law and Company...... read more
Chief compliance Counsel
Responsibilities: Continuing development... global legal and regulatory compliance program, including but not... limited to ensuring compliance with legal and regulatory... procedures. Overseeing the confidential compliance hotline, legal and regulatory complianceread more
Corporate Counsel/Associate Corporate Counsel
The... oversight of a robust corporate governance and compliance program;... Support corporate M&A initiatives, including drafting... property; Support other general corporate matters and special projects... from time to time; and Provide sound and practical legal advice...
Attorney â€“ General Corporate â€“ Capital Markets
The... or equity securities advising corporate clients on general securities... laws, including compliance with, and reporting under,... the 1933 Act and 1934 Act. Outstanding writing and analytical skills and top academic credentials are...
Attorney â€“ General Corporate â€“ Investment Management
The... 1940 and the Investment Advisers Act of 1940, and general securities laws, including issues relating to compliance, governance and product structure.... Outstanding writing and analytical skills and top academic credentials are essential....
and Associate General Counsel, Compliance Investigations
The candidate will... Associate General Counsel for Compliance Investigations. Will support firmâ€™s... compliance with legal and key... matters relating to anti-corruption, corporate and financial fraud, international... and regulators relating to investigations and compliance matters....
General Counsel and Corporate Secretary
The candidate will... oversee all legal and compliance matters and staff. Approximately... all of the general corporate, governance, compliance and insurance... legal issues,... yearsâ€™ experience in general corporate legal practice and must... have post law...
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Director of Compliance, Corporate Legal Counsel
The candidate... be responsible for overseeing compliance and licensing throughout the... General Counsel with minimizing corporate liability and risks. Work... contracts, and enforcement of compliance rules. Oversee Compliance programs... channels. Create and implement compliance protocols. Create, manage and... Compliance...
Attorney â€“ General Corporate â€“ Investment Funds
The... candidate should have 3-5 years of significant experience in Private Investment Funds including fund formation, compliance advice and co-investments....
Junior Attorney â€“ General Corporate And Securities
The candidate... a top-tier firm in a broad range of areas, including mergers and acquisitions, capital markets, securities compliance, corporate finance and credit arrangements.... Must have excellent academic credentials, writing skills and references....
Legal Counsel, Compliance
The candidate will be... Draft and implement company compliance policies. Provide (ad-hoc) legal... advice and guidance on compliance matters, including trade control,... of business staff on compliance topics and enhance general... awareness of compliance issues within the business.... compliance...
level Attorney â€“ General Corporate â€“ Securities
The candidate... have experience representing public companies and working on mergers and acquisitions and capital markets and securities transactions and compliance matters. Must have excellent... writing and analytical skills. SEC experience is necessary....