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Compliance Officer Jobs in Chicago

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SPONSORED JOB
Company
AbilityLab
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Jan 08,19
Info Source
Total Views
135
Chief compliance and Privacy officer as needed, the Corporate compliance Program: Ensure a culture... Identify potential areas of compliance risk, develop and implement... objective of the Corporate compliance Program to guide employees compliance read more
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
58
Compliance Officer The candidate work... the CCO-Fixed Income, CCO-Central Compliance, and other divisional CCOs... and procedures to ensure compliance with various regulations including... Act Rule 206(4)-7 and compliance programs; help define and... Conduct periodic audits of compliance policies and procedures pursuant... compliance... read more
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