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Broker Dealer Attorney Jobs in New York

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Job info
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Recruiter
Total Views
13
Attorney - Regulatory Counsel/Policies and... relevant to the Firm’s broker-dealers, swap dealers, futures commission... merchant, introducing broker, and investment adviser. Log... relevant information regarding regulatory developments in the Firm’s tracking system. Draft communications regarding regulatory developments to relevant Legal and... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
19
experience as a corporate, broker dealer or transactional lawyer... in a top tier law firm or in house corporate legal environment. Significant experience advising on electronic platforms or alternative trading platforms is essential. Strong contract drafting and negotiation experience is... read more
Company
Law Firm
Experience
5-6 yrs required
Location
New York City, NY
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
2
equity funds, venture capital funds, and other pooled investment vehicles, as well as institutional investors, investment advisers and broker-dealers; To work in an... entrepreneurial environment with growth opportunities; and To receive excellent attorney training and development in... a collegial atmosphere.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
28
includes U.S. securities laws, broker-dealer, swap dealer and banking... regulations, exchange and swap execution facility rules, data protection, licensing, and intellectual property, distributed ledger technology, electronic trading systems and electronic information services. Review, draft and negotiate various agreements including electronic... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
New York City, NY
Posted Date
Aug 16, 18
Info Source
Recruiter
Total Views
7
corporate investment management associate attorney with 2-3 years of... investors, investment advisers and broker-dealers. Should have specific expertise... in hedge fund and/or private equity fund formation and structuring. Familiarity with the Investment Advisers Act of 1940 and regulatory/compliance experience is... read more
Company
Recruiter, BCG Attorney Search
Experience
5-18 yrs required
Location
New York City, NY
Posted Date
Aug 16, 18
Info Source
Recruiter
Total Views
7
mid-level/senior investment management associate attorney with 5-6 years of... investors, investment advisers and broker-dealers. Should have specific expertise... in hedge fund and/or private equity fund formation and structuring. Familiarity with the Investment Advisers Act of 1940 and regulatory/compliance experience is... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
8
equity funds, venture capital funds, and other pooled investment vehicles, as well as institutional investors, investment advisers and broker-dealers; To work in an... entrepreneurial environment with growth opportunities; and To receive excellent attorney training and development in... a collegial atmosphere.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
63
Senior Counsel (Litigation Attorney) The candidate will manage... cases and update the broker-dealer management team regarding the... reserves are accurate. Work in a number of different legal areas, including broker-dealer and investment adviser law,... cyber, contracts, corporate governance and privacy.... read more
Company
Law Firm
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
1
Equity / Hedge Fund Attorney Candidate will be representing... the funds. Experience representing broker-dealers is a plus. A... current book of business is a plus. Will consider an Of Counsel arrangement. AmLaw 100 background is preferred, as are superior academic... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
22
experience working on matters related to the investment management field, such as registered funds, ETFs, hedge funds, and investment advisors. Additional experience with broker-dealers is a plus. A... superior academic record, strong work ethic and excellent writing skills are required.... read more
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