Job Title: HIPAA Officer & Data Regulatory Counsel Job... Responsibilities: The HIPAA Officer & Data Regulatory Counsel... focused on ensuring privacy compliance for the company globally,... with a strong emphasis on HIPAA and other global privacy and cybersecurity laws related to the...
with supporting the Commercial Bank's burgeoning Commercial Real Estate... (CRE) sector. This position involves advising the CRE finance businesses on a myriad of matters and providing legal support as a trusted advisor and strategic partner to transaction teams and ot...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance Officer and have constant... interface with regulators while providing counsel on the application of BSA/AML laws to new and existing financial products/services. Assist in AML reviews related to M&A activity. Monitor new and revised BSA/AML laws/regulations, including changes to OFAC sanctions programs, provide comments as appropriate, and counsel on implementation and impact of sa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate will... be responsible for operating and enhancing a compliance program for a self-clearing... broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites. In addition the position will advise on and create compliance pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer and Assistant /... Associate / Deputy General Counsel The candidate will be responsible for operating and enhancing a compliance program for a self-clearing... broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites. In addition th... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate reports... directly to the CEO and President of the brokerage firm. Will be responsible for operating and enhancing a compliance program for a self-clearing... broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer and Assistant/Associate/Deputy General... Counsel The candidate will operate and enhance a compliance program for a self-clearing... broker dealer which services online self directed clients. Will provide a custody platform for servicing clients of registered investment advisors, be a clearing broker for independent introducing broker dealers, and maintain alternative trading platforms for peer-to-peer lending sites. Advise on and create compliance program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Manager, Capital Markets Compliance The candidate will manage... compliance risk. Will keep abreast... on financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business line leaders. Provides compliance consulting to one or... more Business Areas in areas of consumer, non-consumer and commercial compliance relative to their line(s)... of business. Guide, advise, and approve Business Area activities subject to financial serv... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer and Assistant/Associate/Deputy General... Counsel The candidate will operate and enhance a compliance program for a self-clearing... broker dealer which services online self directed clients. Will provide a custody platform for servicing clients of registered investment advisors, be a clearing broker for independent introducing broker dealers, and maintain alternative trading platforms for peer-to-peer lending sites. Advise on and create compliance program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate reports... directly to the CEO and President of the brokerage firm. Will be responsible for operating and enhancing a compliance program for a self-clearing... broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP, Compliance Director - Funds The... candidate will be responsible for implementation of the mutual fund compliance program to ensure its... regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCOâ€) of company... Mutual Funds and the company Advantage Funds (the “Fundsâ€). Reports to the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement,... administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here