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125 jobs found for

Attorney Adviser Jobs in Newark

Job info
Company
In-House
Experience
5-8 yrs required
Location
Jersey City, NJ
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
3
activities as an investment adviser and commodity pool operator;... agreements, and agreements with adviser and fund service providers.... Oversee review of trading agreements. Support the firm's affiliated broker-dealer in connection with negotiating and reviewing selling and other agreements with financial... read more
Company
Law Firm, BCG Attorney Search
Experience
5-18 yrs required
Location
New York City, NY
Posted Date
Jan 09, 18
Info Source
Recruiter
Total Views
180
Total Applies
8
company is seeking an attorney for a contract attorney... position with 5+ years... of investment adviser and/or broker-dealer compliance experience... the U.S for investment adviser clients (hedge funds, private... equity, venture capital, mutual funds and other investment/financial services companies). Chief... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
159
knowledge of the Investment Adviser Act and other associated... investment adviser regulations including Form PF,... Form PQR, CFTC/NFA CTA and CPO requirements and general fiduciary obligations. Capable of taking the lead on all regulatory matters associated with the various businesses... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Jan 09, 18
Info Source
Recruiter
Total Views
3
the federal securities, with particular focus on investment adviser registration and regulation, the... development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Experience with regulatory matters involving broker-dealers, commodity trading advisors and private funds are helpful.... read more
Company
Recruiter
Experience
1-4 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
1
Investment Management Associate The candidate should have 1-4 years of experience in registered funds for a top international law firm. Experience in variable insurance products, private funds, investment adviser, and/or commodities work desirable....... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
3
Management Associate The candidate should have asset management/investment fund experience in the alternative private fund sector including private equity fund or hedge fund experience and ideally both. Regulatory expertise and experience (Investment Advisers Act, Investment Company Act, Commodity Exchange Act)... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
2
investment company and investment adviser community; Advising operating companies... on investment company status issues; Advising clients on the Investment Company Act of 1940 and the Investment Advisers Act of 1940, and general securities laws, including issues relating to compliance, governance... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
4
Management Associate The candidate must have JD degree from an ABA-approved law school and be an active member in good standing of the Bar. Should have 3-5 years of experience to handle matters involving representation of investment companies and investment... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
2
investment company and investment adviser community, advising operating companies... on investment company status issue, advising clients on the Investment Company Act of 1940 and the Investment Advisers Act of 1940, and general securities laws, including issues relating to compliance, governance... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
3
Investment Management Associate The candidate should have 3-5 years of experience to handle matters involving representation of investment companies and investment advisers. Should have substantial experience advising investment companies and investment advisers regarding entity formation and structure; operations; regulatory matters... read more
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