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Senior Attorney/Counsel - Main Enforcement
Duties: Plan for and participate in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of documentation evidence and the analysis thereof. Researches and interprets rules, regulations, statutes, and decisions of regulatory and quasi-judicial bodies. Advises Enforcement Director regarding laws, rules, and regulations. Examines ... read more
Senior Corporate Counsel, Employment & Litigation
The candidate will provide legal advice and counsel to key partners in Human Resources and other cross-functional stakeholders regarding diversity, wage and hour issues, equal pay, contingent workforce matters, employee benefits and compensation programs, leaves of absence and accommodations, as well as other substantive employment law areas. Design, manage and implement employment law-related projects and programs, includi... read more
The candidate will interview and consult with immigration clients. Prepare Spanish to English translations and English to Spanish translations, and case materials. Conduct research in Spanish. Conduct clientsâ€™ interviews in Spanish and draft letters to clients in Spanish. Visit clients at detention centers throughout the United States. Represent clients at Maryland State Courts for family law and Criminal matters such as guardianship and custody a...
Operations Compliance Officer
The candidate will manage a staff of Compliance Managers/Directors and professionals at one or more division offices to ensure that the division is in compliance with all Federal and State requirements, including insurance and/or securities laws where applicable, regulations and the rules of self-regulatory and industry ethical standards organizations and Company/Division Compliance Policies. Will perform regular assessments to ensure that the...
Senior Tax and Business Attorney
The candidate must have 5+ years of experience in one or more of the firm's practice areas. A portable practice is helpful. The willingness and ability to work directly with clients and to develop a practice with the firm's support and guidance is necessary. Admission to the bar in Maryland, D.C., or Virginia is required. An LL.M. or CPA is helpful.
Legal Counsel â€“ Global Advisory
The candidate will primarily work to provide legal advice relating to the institutional separate account advisory business and also support global advisory and regulatory matters. Will assist on regulatory Matters. Responsible for providing regulatory advice and guidance with respect to the firmâ€™s global advisers. Responsibilities include assistance with drafting Form ADV Part 2A for each affiliated adviser, analysis of data fo...
Seeking Attorney (Associate) with 2-4 years of experience in personal injury litigation. Candidate must be a member of both Maryland and District of Columbia Bars. Fluency in Spanish is preferred.
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Senior Legal Counsel, Strategic Investor Services - Retirement
The candidate will reports to, and is under the direct supervision of, Associates. Will provide legal advice and guidance on complex legal matters and compliance issues in connection with products, services, and operations related to retirement plans and retirement accounts serviced retail unit, including questions related to divorce and inheritance. Provide legal advice and guidance on communications to, and i...
Senior Legal Counsel
The candidate will review and negotiate institutional and private asset management (i.e., high net worth) separate account agreements and amendments. Will provide legal advice and guidance to business units regarding the separate account business. Work closely with the onboarding team, the sales team and outside clients/prospects/consultants to identify issues and negotiate resolutions. Responsibilities include negotiation of legal agreements with prog...
Candidate's responsibilities will include federal appellate case management with a heavy concentration in persuasive brief/memo writing. Must have top grades from an accredited law school and possess exceptional written communication skills. Must already be admitted to the Bar in any jurisdiction in the United States. Must have 1-3 years' attorney experience. Appellate litigation experience is preferred.
Commercial and Residential Real Estate Lateral Attorney
The candidate should have at least 5 years of experience in commercial and residential real estate, including FHA settlements and portable billings of at least $300,000.00. The position is open as a result of a retirement and presents a unique opportunity for someone with an existing base of clients to build their practice through the transition of existing clients.
Regulatory Investigations Associate Counsel
The candidate will collect responsive documents perform privilege review. Will conduct internal reviews to provide timely risk assessment, and to respond to regulatory inquiries. Work with senior attorneys in negotiating the resolution of matters. Write advocacy pieces (e.g., â€œWells Submissionsâ€) in defending the Company and its associated persons against potential regulatory actions. Facilitate and coordinate with ou...