law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
SEC Counsel/Senior Counsel The candidate reports directly to the Deputy GC. Should have . from a top 20 law school and training from an AmLaw 200 law firm, as well as significant experience (ideally 70%+ of your practice) advising on capital markets matters such as the Securities Act of 1933, the... Securities Exchange Act of 1934... and the Sarbanes-Oxley Act. Experience representing technology companies... is also a plus.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate, Legal Recruiting Coordinator The candidate should have 3- 6 years of experience. Significant regulatory experience with the Investment Company Act and the Investment Advisers... Act required. Regulatory experience with... the Securities Act of 1933, the... Securities... Exchange Act of 1934... and FINRA... rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Mid-level Regulatory Associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle... broker-dealer regulatory issues. Should have experience with the Securities Exchange Act of 1934... and with self-regulatory organization... rules. Excellent academic credentials, strong analytical, writing and communications skills are required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate with 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers... Act, the Securities Act of... 1933, the... Securities Exchange Act of 1934... and FINRA... is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual funds, ETF... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Attorney The candidate will join the investment management practice group. Will be involved with counseling top-tier securities and investment advisory firms... on regulatory issues; the development of new products and services; and enforcement, corporate, and transactional matters. Should be a mid-level associate with comparable law firm, SEC or FINRA experience. The ideal candidate should have an interest in broker-dealer, securities markets, and investm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate with 3-6 years of experience to join Investment Management Practice Group. The ideal candidate should have as many of the following attributes as possible: Significant regulatory experience with the Investment Company Act and the Investment Advisers... Act. Regulatory experience with the... Securities Act of 1933, the... Securities... Exchange Act of 1934... and FINRA... rules would also be helpful. Experience with drafting the primary registration and disclosure documents... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Attorney The candidate should be a mid-level associate with comparable law firm, SEC or FINRA experience to join the investment management practice group. Ideal candidate should have an interest in broker-dealer, securities markets, and investment adviser... regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC... reporting, and with the following securities laws: the Securities Act... of 1933,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate / Securities Partner The candidate must... have experience in corporate law, corporate finance and securities law matters including public... and private offerings of debt and equity securities, reporting under the Securities... Exchange Act of 1934,... corporate governance, insider trading, stock exchange listing requirements and anti-takeover... defenses. Experience advising clients on complex business transactions, including mergers and acquisitions, corporate restructuring an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate must have 3-6 years of experience. Should preferably have significant regulatory experience with the Investment Company Act and the Investment Advisers... Act. Regulatory experience with the... Securities Act of 1933, the... Securities... Exchange Act of 1934... and FINRA... rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers needed. Familiarit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Associate The candidate should be an investment management associate with 2-6 years of experience. Should preferably have regulatory experience (40 Act, Securities Act of 1933, Securities... Exchange Act of 1934,... FINRA, etc). Candidate with... experience in daily operations of investment companies and advisers and the registration/disclosure documentation preferred. Additional experience in compliance issues or with the SEC a plus. Must have excellent analytical and wri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here