advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds, exchange-traded funds (ETFs), closed-end funds,... interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role involves collaborating...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
**Members Only** positions, but we also have the most. Corporate and Securities Paralegal The candidate should... have Bachelor's degree and/or paralegal certificate. Must have 8 years of experience. Possess excellent verbal,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
regarding federal and state securities laws and general corporate... governance issues, including the Securities Act of 1933, the... Securities Exchange Act of 1934,... FINRA rules and stock exchange listing standards. Should preferably... in M&A, private equity and private securities offering... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investment Attorney The candidate must have in-depth experience in the development, structuring, marketing and distribution of alternative investment products including hedge funds, funds of funds, private equity, real estate funds, and commodity pools. Will be working as an experienced securities lawyer to assist in... counseling the Alternative Investments Group. Provide advice on all aspects of new product developments, preparation, filing and management of all r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Community Bank The candidate will coordinate with Bank departments and senior managers to resolve issues identified by the Bank's regulators, including the Federal Reserve Bank, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation. Assist in developing Bank policies and procedures to establish appropriate centralization of all legal matter/decisions and ensure proper and uniform documentation. Convey timely counsel to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker Dealer Attorney The candidate will be working with key business leaders on day-to-day activities and business growth plans. Will be in charge of researching new areas of broker-dealer law and regulations (include securities, compliance obligations, etc.) Supporting... the broker-dealer's compliance team and trading desks from a day-to-day regulatory standpoint. Should have 2 - 6 years of experience as an associate at a "big law" firm or in the legal department of an FS i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Corporate Associate The candidate will advise on client compliance with complex securities laws, rules and regulations... including: Securities Exchange Act of 1934... (such Forms 10-Q, 10-K and 8-K); Sarbanes-Oxley; Proxy rules; IPO’s. Must have . and Admission to the NY State Bar. Should have 2-3 year’s relevant experience within Corporate Securities and Capital Markets.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs). The candidate... should preferably also have experience representing investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment... Company Act of 194... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here