advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds, exchange-traded funds (ETFs), closed-end funds,... interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role involves collaborating...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel - Community Bank The candidate will coordinate with Bank departments and senior managers to resolve issues identified by the Bank's regulators, including the Federal Reserve Bank, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation. Assist in developing Bank policies and procedures to establish appropriate centralization of all legal matter/decisions and ensure proper and uniform documentation. Convey timely counsel to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker Dealer Attorney The candidate will be working with key business leaders on day-to-day activities and business growth plans. Will be in charge of researching new areas of broker-dealer law and regulations (include securities, compliance obligations, etc.) Supporting... the broker-dealer's compliance team and trading desks from a day-to-day regulatory standpoint. Should have 2 - 6 years of experience as an associate at a "big law" firm or in the legal department of an FS i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Corporate Associate The candidate will advise on client compliance with complex securities laws, rules and regulations... including: Securities Exchange Act of 1934... (such Forms 10-Q, 10-K and 8-K); Sarbanes-Oxley; Proxy rules; IPO’s. Must have . and Admission to the NY State Bar. Should have 2-3 year’s relevant experience within Corporate Securities and Capital Markets.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Corporate Securities Associate The candidate must... have 3-5 years of experience in securities (including public offerings and... Securities Exchange Act of 1934... filings), mergers and acquisitions,... private equity/venture capital and general corporate work. Stellar academics and excellent writing skills required along with entrepreneurial drive and initiative. New York Bar admission required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Corporate Securities Associate The candidate must... have 3-5 years of experience in securities (including public offerings and... Securities Exchange Act of 1934... filings), mergers and acquisitions,... private equity/venture capital and general corporate work. Stellar academics and excellent writing skills required along with entrepreneurial drive and initiative. New York bar admission required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Compliance Associate The candidate will work closely with compliance professionals to research and advise the firm's business managers on securities laws and regulatory requirements.... Should preferably have 2+ years of experience at an asset management firm, investment adviser, hedge fund manager, or law firm. Knowledge of the Investment Advisers Act of 1940, the Securities Act of 1933, and... the Securities Exchange Act of 1934... is a strong plus....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Counsel The candidate will join an investment and technology development firm to work closely with the firm's compliance professionals and Chief Compliance Officer. Responsibilities will include advising the firm's business managers on securities laws, regulatory requirements, and... structuring issues. Knowledge of the Investment Advisers Act of 1940, the Securities Act of 1933, and... the Securities Exchange Act of 1934... is essential. Familiarity with... foreign and inter... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Counsel The candidate will be assisting in the evaluation and structuring of new businesses and fund products, drafting documentation for new funds, participating in evaluating firm-wide legal risks, as well as contributing to other projects for the legal department and other departments throughout the firm. Should have 4+ years of experience. The ideal candidate must be exceptionally intelligent, creative, and hard-working; and possess superior writing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Counsel VP The candidate will provide legal advice relating to investment advisory services to alternative and structured products, institutional clients, mutual funds, collective trust funds and insurance company separate accounts. Duties will include: assist in the development of alternative investment vehicles; review and assist in the preparation of institutional marketing materials and responses to requests-for-proposals; negotiate investment advis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Annuities Products Attorney The candidate will be responsible for providing legal support to the annuities business, with a focus on product development, marketing and sale. Must have 7-10 years of experience. Should bring strong relevant experience, including a solid foundation in the Securities Act of 1933, The... Securities Exchange Act of 1934... Act and the Investment Company... Act of 1940.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here