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York City office of a BCG Attorney Search Top Ranked Law Firm seeks corporate and securities attorney with 5+ years of experience. The candidate will be drafting operating agreements, purchase and sale agreements, joint venture agreements, private securities work, real...
with substantial exposure to M&A transactions for both public and private companies, startups, public and private offerings, SEC, FINRA and NASDAQ filings,... and the broad range... of legal issues faced by middle market companies in the course of their businesses....
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings... (including 10-K, 10-Q, 8-K,... and proxy statements). Experience with broker-dealer regulations a...
law firm in New York City is seeking a knowledgeable and experienced Securities and Capital Markets Associate Attorney to join their legal team. The ideal candidate will possess 4-6 years of experience in securities, capital markets, and other transactional matters....
public and private M&A, including private equity transactions. The candidate must have solid experience with acquisition agreements and related securities filings and other documentation utilized... in complex M&A and private equity transactions. Should also have experience in securities (including S...
with 3 years of SEC compliance experience. The candidate... will be preparing securities filings, merger agreements, underwriting agreements,... securities filings, negative assurance letters, and... opinion letters, for shareholders, and, reviewing filings to evaluate compliance with... SEC Regulations and federal securities......
underwriters in capital markets transactions, including initial public offerings, follow-on public offerings, registered direct offerings, ATM offerings, PIPE transactions and/or SPAC offerings. The candidate should have experience listing securities on NASDAQ/NYSE and/or OTCQB/QX; working with the SEC, FINRA and NASDAQ...
on legal issues related to private capital-raising activities. Draft and review clients' '33 Act and '34 Act filings. Advise on SEC rules and regulations, stock... exchange rules, Sarbanes-Oxley/Dodd-Frank/JOBS Act compliance, and related corporate governance and regulatory matters. Assist with secu...
law firm in New York City is seeking a Corporate Associate Attorney specializing in Securities/Capital Markets. The ideal candidate will provide efficient legal service both independently and as part of a team, integrating quickly into a national corporate practice while...
and corporate law. The ideal candidate should have extensive knowledge of registered securities offerings, SEC regulations, mergers & acquisitions,... and general corporate law. The role requires excellent interpersonal skills, attention to detail, and a proactive approach to managing client relationships.Duties:...