OverviewA law firm seeks a corporate associate with 2-4 years of experience in capital markets and public company work in New York. The ideal candidate will have a background in representing issuers or investment banks in capital markets transactions, including...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Number: 53163 Location: NY Salary: Negotiable Job Description: Admitted to the Bars of the State of New York, CT and . Federal Court in the Eastern and Souther Districts of New York; extensive experience in handling Securities Arbitrations hearings before the NASD and NYSE while employed by a... securities law firm; ; employed for five years as Senior Arbitration Counsel for both FINRA and NYSE. C... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Reference: 0000205 Job Location Location New Yotk, NY US Job Function Job Function Legal Job Type Job Type Full Time Industry Industry Legal / Legal Services Job Description & Duties Our client, a major investment banking firm seeks a Compliance Officer to advise and support the Equity Research Department to ensure compliance with applicable law, regulations including, but not limited to, NYSE Rule 472, NASD 2711and... proposed amendments, Regulation AC... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Reference: 0000205 Job Location Location New Yotk, NY US Job Function Job Function Legal Job Type Job Type Full Time Industry Industry Legal / Legal Services Job Description & Duties Our client, a major investment banking firm seeks a Compliance Officer to advise and support the Equity Research Department to ensure compliance with applicable law, regulations including, but not limited to, NYSE Rule 472, NASD 2711and... proposed amendments, Regulation AC... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Broker/Dealer Associate The candidate must have 2-5 years of experience. Practice in this area involves providing advice to multinational and national securities firms, securities exchanges, and other market players regarding SEC, NASD, NYSE and other securities regulations.... Will be participating in the administrative law rulemaking process, assisting major financial institutions in integrating regulatory requirements into their business practices; developing poli... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Governance Paralegal The candidate's duties include: Preparing 10K and 10Q reports, 8K disclosures, section 16 filings and other SEC filings; Draft board minutes, attend meetings, prepare resolutions and interact with board members; Coordinate NYSE and NASDAQ filings; Legal... research; Maintain corporate records. Should have 5+ years of experience in corporate governance work and '40 Act compliance.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Manhattan (New York, NY) Temporary In House - Financial Services Added on 04/04/2012 About the company A Leading Investment Bank looking to bring on a specialized Regulatory Attorney Job description Responsibilities: * Identifying regulatory developments, and working to implement any required changes to current policy / practice as a result of Dodd Frank and other rulemaking * Advising on all action planning deliverables for relevan... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Finance Attorney Financial Jobs NYC # 21011 Are you an attorney with 2-4 years of securities law experience? Do the ever changing securities regulations intrigue you? We are seeking a Junior Finance Attorney Position for a top New York City Investment bank, working as a key part of the compliance and operations teams to oversee all rules, policies and procedures are in accordance with regulatory laws. Junior Finance Attorney Responsibilities: Review and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior-level Associate The candidate will be dealing with cross-border cases having to do with trading issues, financings, money laundering and broker-dealer regulatory matters. Should have 5+ years of SEC, NYSE, and FINRA, securities and/or... regulatory experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker Dealer Associate The candidate will be dealing with cross-border cases having to do with trading issues, financings, money laundering and broker-dealer regulatory matters. Should be a senior-level associate to join the securities group. The ideal candidate should have 5+ years of SEC, NYSE, and FINRA, securities and/or... regulatory experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Broker / Dealer Associate The candidate must have 2-5 years of experience. Practice in this area involves providing advice to multinational and national securities firms, securities exchanges, and other market players regarding SEC, NASD, NYSE and other securities regulations.... Will be participating in the administrative law rulemaking process, assisting major financial institutions in integrating regulatory requirements into their business practices; developing po... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here