Job Title: Registered Funds Associate AttorneyJob Overview: A... Los Angeles-based law firm is seeking a mid-level associate to join its sophisticated investment management and financial regulatory practice. This opportunity is ideal for an attorney with a solid foundation in registered fund...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Services Marketing and Advertising Compliance Professional The candidate will develop and maintain strong working relationships with business units, investment professionals, internal counsel, sales and marketing personnel, and team members and communicate required edits, explain their regulatory basis, and be creative in suggesting compliant alternatives to address identified issues. Must have a JD degree. Must have 2+ years of compliance experience reviewing adve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Services Marketing and Advertising Compliance Professional The candidate should have a . degree. Must have 2+ years of compliance experience reviewing advertising and marketing materials for a financial services firm. Should have experience reviewing advertising materials and marketing literature related to registered mutual funds, private funds, and... non-product advisor related materials. Ability to communicate required edits, explain their regulatory basis, and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Temporary Paralegal - Finance Industry Duties: Handle legal maintenance of mutual funds. Prepare initial and... amend registration statements. Prepare and amend proxy statements, prospectus supplements and other mutual fund SEC submissions. Record... minutes for fund Board meetings; and maintenance of fund records for assigned funds.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
law firm in Costa Mesa is seeking a dedicated Junior to Mid-Level Fund Finance Associate Attorney to join their team. The primary responsibility of this role is to handle fund finance matters, with potential involvement in various banking-related projects, such... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Candidate will provide capital markets regulatory and transactional oversight (M&A, CRE, financing transactions and RESI); develop, document and launch private funds; manage all regulatory issues... associated with private funds; and research various legal... and regulatory issues. Candidate must have 5-10 years as an associate at a leading law firm or regulator or similar experience. Industry experience including in-house experience within the asset management/fixed... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
& Paralegals - Direct Hire/Temp to Hire and Temporary Location: Orange County, California Posting Date: 01-Mar-2010 Candidate Type: Attorney SLS Group has several attorney and paralegal job openings. Relevante "expertise" required. Stable work history is required by all our clients. Please explain any gaps in job history and reasons for ending/terminating any past employment A few of our pending job opportunities include: Employment litigation attorney/t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Our client, a top-tier financial services firm seeks a Compliance Officer for their asset management division. Responsibilities: Assist the Chief Compliance Officer in the development, execution, oversight and monitoring of the company-wide compliance program related to mutual funds and investment adviser... activities. Responsibilities include: -Manage and execute the firm’s Funds Rule 38a-1 Compliance Program,... including oversight of service providers. -Assist wit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Services and Investment Management Associate The candidate must have 2-5 years of experience in registered funds. Experience in variable insurance... products, private funds, investment advisor, and/ or... commodities work is desirable.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Banking Finance and Transactions Associate The candidate should have 2-5 years of experience in registered funds. Experience in variable insurance... products, private funds, investment advisor, and/ or... commodities work desirable.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Banking Finance and Transactions Associate The candidate must have 2-5 years of experience in registered funds. Experience in variable insurance... products, private funds, investment advisor, and/ or... commodities work desirable.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here