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team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...
in New York City. The ideal candidate will bring experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. Exceptional... communication skills and a dedication to client service are essential for success in this role.Job Details:Duties:Work...
firm is seeking an Investment Management Associate Attorney with... years of experience in investment management regulations and practices.... strong background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... Act and related regulations.Job Overview:Position: Investment Management Associate AttorneyLocation: New......
with a background in investment management and fund formation.... and a keen interest in business development. This role offers the opportunity to engage in direct client interaction and contribute to the strategic growth of the Investment Funds team.Duties:Provide legal counsel......
is seeking a Mid-level Investment Management - Financial Institutions... responsible for counseling top-tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
attorney to join its investment management team in New... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... The ideal candidate will... have 3-5 years of relevant experience, outstanding academic credentials, and strong...
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
and administration of private investment funds. The ideal candidate... law practice acquired within a reputable law firm. Prior employment history within the Securities and Exchange Commission (SEC) is advantageous. Proficiency in navigating the Investment Advisers Act of 1940... and...