clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
is seeking a mid-level investment management attorney to focus... compliance issues for our investment management clients, arising under... the Investment Advisers Act of 1940... and other federal and... state securities laws. Client will consider candidates with corporate or litigation securities-related... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... substantive knowledge of the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Ideally have experience working with mutual fund complexes, investment advisers and fund boards... of directors, including familiarity and experience with the formation, regulation, sale and administration of a variety of investment products, particularly open-end and... closed-end funds registered under the Investment Company... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Associate – Investment Funds The candidate should... be a junior to mid-level associate with substantial experience in and knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Experience and familiarity with a variety of investment products, as well as... experience working with mutual fund complexes, investment advisers and fund boards... of directors are required. Academics from a top-tier law school, comparable large law firm experie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... will be focused on regulatory and compliance issues arising under the Investment Advisers Act of 1940... and other federal and... state securities laws. Will also advise on establishing compliance programs, regulatory reporting, regulatory examinations, and the regulatory aspects of transactions. Must have 2-6 years’ relevant experience within a peer law firm or government agency. Must be Admitted and in good standing to the District... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... substantive knowledge of the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Ideally have experience working with mutual fund complexes, investment advisers and fund boards... of directors, including familiarity and experience with the formation, regulation, sale and administration of a variety of investment products, particularly open-end and... closed-end funds registered under the Investment Company... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... substantive knowledge of the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Ideally have experience working with mutual fund complexes, investment advisers and fund boards... of directors, including familiarity and experience with the formation, regulation, sale and administration of a variety of investment products, particularly open-end and... closed-end funds registered under the Investment Company... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Products Associate Attorney The... candidate must have 2-5 years of experience. Should preferably have experience with investment management practice and should... be familiar with the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Should also have experience counseling investment companies (open-end funds, closed-end... funds, and interval funds) in all aspects of their operations. Experience advising investment advisers is also required,... as are e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an AmLaw firm seeks investment funds/regulatory associate with 3-7... fund advisers and other investment advisory firms on regulatory... all aspects of the Investment Advisers Act of 1940.... requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an AmLaw firm seeks investment management and broker-dealer regulatory... variety of broker-dealer and investment adviser clients seeking to... deliver services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of experience in the Investment management field. The candidate... and closed-end private funds. Must have experience working with funds on formation and on regulatory, and compliance matters. Experience with the Investment Advisers Act of 1940... and general securities matter... essential.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here