OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. This role involves advising emerging-growth and public companies, investment banks, SPACs, and alternative capital providers. The successful candidate will play a key role in transformative equity...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
York City office of our client seeks a senior FCC investigator/supervisor with 8+ years of experience in reviewing customer transactions and information for potentially suspicious/unusual activity and performing AML or fraud investigations; direct securities industry experience preferred. The candidate will... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
York City office of an AmLaw firm seeks bank/investment management regulatory associate attorney with 4+ years of experience. The candidate will work hands-on with a large variety of broker-dealer and investment adviser clients seeking to deliver services in various markets... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will be organizing and structuring private equity, real estate and hedge fund feeder funds. Will be organizing, structuring, distributing Wealth Management customized platform products or specialized investments involving alternative investments. Drafting and reviewing Organizational and Offering Materials (., PPMs, LPAs, Sub-docs) for proprietary and 3rdparty funds. Coordination with internal and external counsel. Negotiating advisory and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Wealth Management Attorney - Capital Markets The candidate will be responsible for supporting the AWM division primarily in the creation, implementation, distribution and ongoing maintenance of advisory and non-advisory products and services to high net worth, ultra-high net worth and institutional clients through SEC registered investment advisers and banking and broker-dealer entities. Focuse on product distribution through the various AWM distribution channels r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Attorney The candidate will work for 3-4 month project. Must have FINRA experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Mutual Funds (In House) The candidate will provide legal advice and support on issues relating to registered (open and close-end) funds, index ETFs, model-based programs, and sub-advisory relationships with particular emphasis on contracts, distribution, product development, marketing, and sales practices. Will assist in preparation of materials for board meetings; attend board meetings and draft minutes. Draft organizational documents, board actions, investment m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets / Broker Dealer Counsel The candidate will support its Asset and Wealth Management Division. Will entail in supporting the AWM division primarily in the creation, implementation, distribution and ongoing maintenance of advisory and non-advisory products and services to high net worth, ultra-high net worth and institutional clients through SEC registered investment advisers and banking and broker-dealer entities. Work closely with the relevant Business... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Counsel The candidate will be supporting the AWM division in connection with US regulatory matters including Advisers Act and Investment Company Act matters (including Form ADV) FINRA; CEA and CFTC ;... including Dodd Frank Title VII); Dodd Frank Volcker Rule; Form PF; FATCA and ERISA. Will be serving as a liaison with non-US colleagues in assessing the impact of certain non-US regulatory matters (eg, EMIR and AIFMD) on the AWM products manufactured in the US. Advisi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Manager IV - Compliance Monitoring and Testing Manager - RCRM - Brokerage Business The candidate will lead a team, focused on Company's Brokerage businesses and operations, of subjec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Manager IV - Compliance Monitoring and Testing Manager - RCRM - Brokerage Business The candidate will lead a team, focused on Company's Brokerage businesses and operations, of subjec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here