law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Markets Associate - DC Am Law 100 firm seeks a highly credentialed Capital Markets Associate to join their Group in Washington, . This firm presents an opportunity for a top mid-level associate attorney to reach the next level in global capital markets law. The law firms assists with some of the worlds largest and most complex equity and debt securities offerings. This international firm works with al... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
York City office of an AmLaw firm seeks bank/investment management regulatory associate attorney with 4+ years of experience. The candidate provides comprehensive advice to clients on the regulations governing investment advisers and broker-dealers, bank fiduciaries, pooled investment vehicles (including mutual... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal The candidate will prepare and/or revise drafts of transactional documents and other corporate practice documents for lawyers review. Provide pre-closing, closing and post-closing assistance, including: prepare closing sets, closing memorandum and closing documents; order certified charters, good standing certificates, tax status certificates; coordinate filings, stock and wire transfers. Assist with certain SEC filings including Form D filings, Co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Corporate Counsel - Regulatory Law The candidate must have a . degree. Should have 5-12 years of experience with securities law. Experience with the SEC and FINRA are highly preferred. Prior... experience at a large law firm or sophisticated in-house environment is required. Should have experience with SEC and FINRA issues. Experience with additional... securities and financial regulations is desirable as is experience with internal investigations and representi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Associate The candidate advises international and domestic securities firms, exchanges, and others on SEC, NYSE, and FINRA regulations. Should have 4-7... years of post-graduate experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate should have 4+ years of experience representing financial institutions and financial services clients in broker-dealer and regulatory matters concerning the SEC, FINRA and the NYSE. Must... have substantive knowledge and familiarity with the administrative law rule-making process, cross-border, trading, and sales practice, product development, financing, prime brokerage and clearance, anti-money laundering, privacy, information barriers and conflicts of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate, Legal Recruiting Coordinator The candidate should have 3- 6 years of experience. Significant regulatory experience with the Investment Company Act and the Investment Advisers Act required. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be... helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Associate The candidate advises international and domestic securities firms, exchanges, and others on SEC, NYSE, and FINRA regulations. Should have 4-7... years of post-graduate experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Mid-level Regulatory Associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory... experience to handle broker-dealer regulatory issues. Should have experience with the Securities Exchange Act of 1934 and with self-regulatory organization rules. Excellent academic credentials, strong analytical, writing and communications skills are required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate with 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred... experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual funds, ETF... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here