Save your search progress and never miss an update
Securities/FINRA matters. This role offers a compelling opportunity for a seasoned attorney to contribute to the firm's success.Duties:Manage and handle a diverse caseload, primarily focusing on Securities and FINRA cases.Conduct thorough legal research,... analysis, and document preparation.Represent clients in c...
Overview: A law firm in Los Angeles, CA, is seeking a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum of 4 years of experience in handling compliance and regulatory matters. The ideal candidate will play a...
Overview: A law firm in Los Angeles, CA, is seeking a qualified Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum of 4 years of experience in compliance and regulatory matters. The ideal candidate will be crucial...
in CA and possess a balanced skill set encompassing securities/FINRA work and regular professional liability defense cases. Civil litigation experience is a prerequisite, while FINRA experience is advantageous.Duties:Handle a... diverse caseload involving securities/FINRA matters and regular professional liability defense...
corporate company in Woodland Hills, CA, is seeking an Assistant General Counsel to report directly to the Chief Counsel, Group Retirement and Institutional Markets Services. This role involves providing legal expertise and guidance on various issues and regulatory inquiries related...