clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds,... tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and re...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Management Associate, Legal Recruiting Coordinator The candidate should have 3- 6 years of experience. Significant regulatory experience with the Investment Company Act and the Investment Advisers Act required. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an Associate with 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual funds, ETF... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Associate with 3-5 years of firm, SEC or FINRA experience. Must have an interest in broker-dealer, securities markets, and investment adviser regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with... the following securities laws: the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940. Position involves counseling top-tier securitie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Attorney The candidate will join the investment management practice group. Will be involved with counseling top-tier securities and investment advisory firms on regulatory issues; the development of new products and services; and enforcement, corporate, and transactional matters. Should be a mid-level associate with comparable law firm, SEC or FINRA experience. The ideal candidate should have an interest in broker-dealer, securities markets, and investm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an Associate with 3-6 years of experience to join Investment Management Practice Group. The ideal candidate should have as many of the following attributes as possible: Significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate should have 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act Associate The candidate will work in investment management/financial services area. Experience with investment funds, ETFs is required. Investment Company... Act and Investment Advisors Act experience preferred.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Attorney The candidate should be a mid-level associate with comparable law firm, SEC or FINRA experience to join the investment management practice group. Ideal candidate should have an interest in broker-dealer, securities markets, and investment adviser regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with... the following securities laws: the Securities Act of 1933,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Associate The candidate must have 3-6 years of experience. Should preferably have significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers needed. Familiarit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate should have 3 - 6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here