Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and engage in...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer Duties: Implementing and directing a high quality, robust and visible research compliance program for the Institute. Will handle investigation and resolution of research compliance issues, maintenance of research compliance policies and procedures, providing regulatory guidance and advice on research compliance matters, conducting or coordinating focused training and education on research compliance, and leading a research compliance oversight s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Duties: Implementing and directing a high quality, robust and visible research compliance program for the Institute. Responsibility for investigation and resolution of research compliance issues, maintenance of research compliance policies and procedures, providing regulatory guidance and advice on research compliance matters, conducting or coordinating focused training and education on research compliance, and leading a research compliance over... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Duties: Advise on health care and medical research matters, which may include any of the following areas: patient care, faculty and professional staff, research, governance, finance, tax/nonprofit, philanthropy, real estate, labor and employment, privacy and security, and other legal matters. Advise on regulatory matters to ensure compliance with federal, state and local government laws and regulations. Draft, negotiate,... interpret and advise clients... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Duties: Reporting to the Corporate Counsel, and working in close collaboration with senior leaders across the enterprise, will be responsible for developing, implementing, updating, and tracking Children’s compliance plan, policies, and procedures. Will also assist in developing and implementing compliance training, monitoring and auditing programs. Will be responsible for the Corporate Counsel and Compliance Officer in conducting investigations into all... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director Duties: Develops and implements organizational compliance program. Conducts periodic risk assessments and develops risk management and mitigation plans to ensure compliance with applicable US and international laws and regulations; governmental and... nongovernmental donor requirements; and policies, procedures and standards of conduct. Develops and implements a compliance training program. Provides guidance on best practices for the development of policie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President, Associate Counsel - Regulatory Affairs Duties: Responsible for managing the Firms interactions with federal and state securities regulators as well as self-regulatory organizations (., FINRA). Serving as the principal point of contact in connection with regulatory examinations and investigations of the Firm and its associated persons. Provides counseling to Firm business units in matters implicating SEC, FINRA, other SRO and individual state rules. This co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant Duties: Work with members of the Legal Department. Will be responsible for day-to-day administrative operations that relate to the support of the Legal Department’s responsibilities. Act as a liaison between the Legal Department and all other company business units. Assist with contract management, including: updating and controlling templates, tracking contract execution processes, and filing electronic and physical agreements; Maintain corporate documen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Duties: Develop, analyze, implement and support innovative evidence-based public health policy. Research and assess public health policies addressing vaccinations, tobacco control, nutrition and wellness, among others. Research and assess potential legal and practical barriers to implementation of identified policies. Draft and analyze model policies (including local ordinances) and local legislative proposals. Develop and maintain policy support tools for... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Government Affairs Duties: Following the development of relevant federal and state legislation and regulations, assessing their impact on the organization and influencing their development in a manner favorable to business objectives. Maintaining on-going communication with all business areas on legislative and regulatory developments that affect them. Analyzes legislation, regulations and sub-regulatory guidance. Determines operational and financial impact by... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Responsibilities: Fostering sound corporate governance practices, maintaining the organizations’ good standing with federal and state corporate and tax regulators, and ensuring compliance with IRS guidelines relating to lobbying and political activities of nonprofit organizations. Advising on employment matters and benefits systems, ensuring compliance with employment laws, training of all staff... managers and review of employment materials, and defen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here