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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member... firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proac...
Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member... firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proac...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Intelligence Specialist, FIU - All FINRA Locations The Principal Intelligence Specialist is responsible for collecting, analyzing, and distributing intelligence to proactively identify risks and potential threats to investors and the market. They work within the Financial Intelligence Unit (FIU)...
Job Title: Principal Intelligence Specialist, FIU - All FINRA Locations Organization: FINRA Job Type: Full-Time Experience Level: Advanced Salary Range: Varies by location, based on factors such as experience and education Job Requisition ID:...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Enforcement - Provide Legal and Investigative Support to Enforcement Salary Information: Discretionary bonus in addition to base pay Job Title: Paralegal, Enforcement Experience: Bachelor's degree and/or paralegal certificate or significant relevant experience preferred Essential Job Functions: - Conduct legal research for staff attorneys - Assist with...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...